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Showing 831 - 840 of 16380 results for "Client"

Most traded stocks in the first half of the year revealed

MATTHEW WAI  |  THURSDAY, 10 JUL 2025
Retail and advised investors both invested heavily into mining and energy industries in the first half of the year, according to new research from AUSIEX. Despite strong growth in the Commonwealth Bank share price, it isn't the most sought-after stock ...

ASIC bans advisers for dodgy Shield Master Fund advice

KARREN VERGARA  |  WEDNESDAY, 9 JUL 2025
... enjoy better returns if their superannuation were invested in Shield. This included projection tables and statements for client's superannuation that did not have reasonable grounds and representations that Shield had a higher performing track record ...

GQG assets hit record high despite underperformance

KARREN VERGARA  |  WEDNESDAY, 9 JUL 2025
... during the quarter," GQG told investors. The fund manager continues to be defensively positioned with the goal of protecting client capital amid valuations and macro-economic volatility. In the March quarter, GQG slashed its consumer discretionary and ...

Licensee compliance head banned over fees for no service

MATTHEW WAI  |  WEDNESDAY, 9 JUL 2025
The former head of compliance at a now defunct advice licensee has been banned for three years over the way he dealt with an adviser's fees for no service misconduct. Former Crown Wealth Group director and head of compliance Andrew Moore has been banned ...

AustralianSuper readies tech stack for Payday Super

JAMIE WILLIAMSON  |  TUESDAY, 8 JUL 2025
Following a successful pilot program with Rest, Wrkr and MUFG Retirement Solutions will now work on a Payday Super solution for AustralianSuper. Wrkr and MUFG Retirement Solutions will work together to deliver a digital platform that will integrate ...

L1 Capital, Platinum seal merger deal

JAMIE WILLIAMSON  |  TUESDAY, 8 JUL 2025
... benefits. These include exposure to alternative strategies which will diversify assets under management; complementary client relationships and potential for combined distribution capabilities; and pro-forma for $20 million of annual pre-tax synergies ...

Microsoft flips AI switch on for MUFG

MATTHEW WAI  |  TUESDAY, 8 JUL 2025
MUFG Pension and Market Services (MPMS) has collaborated with Microsoft to adopt AI-powered solutions across its MUFG Retirement Solutions and MUFG Corporate Markets business divisions. The five-year strategic partnership is built on a co-investment ...

Blue Owl launches fund to sophisticated investors

KARREN VERGARA  |  TUESDAY, 8 JUL 2025
... opportunities on competitive terms delivered locally and tailored for Australian investors." Koda Capital has about $15 billion in client assets under management.

Adviser receives permanent ban over 'dishonest' conduct

MATTHEW WAI  |  TUESDAY, 8 JUL 2025
ASIC has permanently banned financial adviser Barry David King of Melbourne following several years of misusing client funds and falsifying documents. King was found to have engaged in serious misconduct, including concealing information from clients ...

Findex partners with brokerage firm to deliver 'best-in-class' service

MATTHEW WAI  |  MONDAY, 7 JUL 2025
... with a highly awarded brokerage like Ortus Financial, who shares our team-first culture, we are not only enhancing our client proposition with best-in-class, specialised lending solutions and enabling the business to scale efficiently, we are opening ...