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Showing 811 - 820 of 2885 results for "Standards"

Count Financial adds member firm

ANNABELLE DICKSON  |  WEDNESDAY, 23 SEP 2020
... technology that make the financial advice delivery process efficient and effective. Their compliance and professional standards team adopts a more pragmatic approach than some other licensees out there," Small & Gunn director John Small said. "Changing ...

VFMC director nabs global role

ALLY SELBY  |  TUESDAY, 15 SEP 2020
... leadership of CFA Institute to continue its mission to lead the investment profession globally by promoting the highest standards of ethics, education and professional excellence. "I'm also humbled to assume this new role as the first board chair ...

SMSF claim over Dreamworld deaths hits snag

ELIZABETH MCARTHUR  |  TUESDAY, 15 SEP 2020
... which is being run by Whyte alleges Ardent Leisure misled investors about the safety measures and corporate governance standards in place at Dreamworld in the years preceding the incident.

Financial services laws under review

JAMIE WILLIAMSON  |  TUESDAY, 15 SEP 2020
... definitions. The second will cover regulatory design and the hierarchy of primary law provisions, regulations, class orders and standards and is due by 30 September 2022. This will examine how legislative complexity can be appropriately managed over ...

Former analyst gets three year sentence

KANIKA SOOD  |  MONDAY, 14 SEP 2020
... firm's Code of Ethics. As a result, Mr Ho immediately left the firm." "Maple-Brown Abbott seeks to uphold very high standards which are reflected in its Code of Ethics, and takes an extremely serious view of any breach of those standards. "As soon as ...

MS sufferer fights CommInsure definition

ELIZABETH MCARTHUR  |  FRIDAY, 11 SEP 2020
... Insurance regularly reviews all medical definitions, including that of multiple sclerosis, to ensure they meet industry standards and expectations. We would welcome discussion with any treating specialist or medical professional with expertise in multiple ...

ASIC takes disqualification decision to Federal Court

ALLY SELBY  |  FRIDAY, 11 SEP 2020
... ASIC Commissioner John Price said at the time. "ASIC will continue to take action to ensure auditors adhere to ethical standards," Gilliland subsequently applied to ASIC for the decision to be reconsidered in September 2018, but the corporate watchdog ...

FASEA adds exam sittings, approved subjects

ELIZA BAVIN  |  THURSDAY, 10 SEP 2020
... Education Providers throughout Australia. Since 2017 FASEA has approved a range of courses that meet required curriculum standards including 73 historical courses, 56 current bachelor or higher degrees and 35 bridging courses. FASEA said it is committed ...

Ardea IM announces research partnership

ALLY SELBY  |  TUESDAY, 8 SEP 2020
... strategic plan to prepare Ardea for a strong pipeline of long-term growth opportunities and ensure we maintain our highest standards of alpha generation." Ardea head of research (and recently appointed UTS Industry Fellow) Dr Laura Ryan will represent ...

AMP deed of release bars advisers joining class action

ELIZABETH MCARTHUR  |  MONDAY, 7 SEP 2020
... and disruption across the industry. This includes the removal of grandfathered commissions, new mandatory education standards, and new regulations around advice," an AMP spokesperson said. "Throughout the process AMP has consulted with affected advisers ...