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Showing 791 - 800 of 2078 results for "Apply"

Half of all AFSL applications approved

ELIZABETH MCARTHUR  |  MONDAY, 16 DEC 2019
... increase the time required to consider an application." He encouraged prospective applicants and licensees intending to apply for variations to review this report to better understand their obligations. Meanwhile, ASIC is also reminding AFSLs who have ...

ASIC winds up alleged unregistered scheme

ELIZA BAVIN  |  FRIDAY, 13 DEC 2019
... steps to wind up an unregistered managed investment scheme. The regulator said it has filed an application seeking leave to apply for further orders in the Federal Court in Western Australia to wind up the alleged unregistered managed investment scheme ...

Wealth manager launches new platform

ELIZA BAVIN  |  THURSDAY, 12 DEC 2019
... nationally to manage their investments online including making trades or topping up their investments. It enables investors to apply online for new products with straight-through processing, and newly registered fund investors can start transacting within ...

AMP to cut contribution fees

JAMIE WILLIAMSON  |  WEDNESDAY, 11 DEC 2019
... advisers have been supplied with a list of clients the fees are currently paid by, AMP said. The second round of removals will apply to: PortfolioCare Super Service, PortfolioCare Investment Service, PortfolioCare Elements Super, PortfolioCare Elements ...

ASIC suspends Melbourne-based AFSL

ELIZA BAVIN  |  WEDNESDAY, 11 DEC 2019
ASIC has suspended the AFSL of Melbourne-based financial services provider Australian Golden Securities until May 2020. ASIC said the licence has been suspended over concerns the company is not meeting its obligations as an AFS licensee. The regulator ...

Industry fund overhauls MySuper options

JAMIE WILLIAMSON  |  THURSDAY, 5 DEC 2019
... economic and market conditions. As a result, fees and costs incurred by members will also change. All changes will also apply to members of Child Care Super. A lifestage strategy, at the moment GuildSuper's MySuper options comprise three categories ...

Fee cuts at super fund

KANIKA SOOD  |  MONDAY, 2 DEC 2019
... and acting chief executive Steve Gibbs told Financial Standard. The changes came into effect December 1. The fee cuts also apply to two pension options, in addition to the above accumulation products. The cost of fee cuts Australian Ethical had $2.82 ...

Former NAB, Infocus advisers banned

ALLY SELBY  |  MONDAY, 2 DEC 2019
ASIC has banned two former financial advisers for five years and one year respectively. Former NAB adviser Wendy Chapman and Brisbane-based former financial adviser Nina Katherina Williams were banned by the regulator last week. Chapman who has been ...

Update on FASEA code guidance on the way

ELIZABETH MCARTHUR  |  FRIDAY, 29 NOV 2019
... them first. What we seek to do is pick the prime examples and give some guidance around that, it's showing you how to apply the code." FPA chief executive Dante De Gori told Financial Standard : "Irrespective of how clear the guidance is, technically ...

Super fund PDSs to include single cost of product figure

HARRISON WORLEY  |  FRIDAY, 29 NOV 2019
... superannuation funds and issuers of managed investment products on fees and cost disclosure, with a suite of new requirements set to apply from late-2020. The corporate regulator released an updated version of Regulatory Guide 97 Disclosing Fees and ...