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Showing 61 - 70 of 762 results for "responsible entity"

Cordis AM winds up only fund

ELIZA BAVIN  |  THURSDAY, 15 JAN 2026
... Financial Standard understands investors have been notified of the fund's closure by Equity Trustees as the responsible entity.

ASIC sues BDO Audit for misleading statements

MATTHEW WAI  |  MONDAY, 5 JAN 2026
... of the collapsed investment scheme Shield Master Fund, which confirmed that Keystone Asset Management, the responsible entity of Shield, had complied with the compliance plan for the financial year ended 30 June 2022. However, in FY23, BDO noted that ...

Diversa to 'vigorously defend' ASIC allegations

KARREN VERGARA  |  WEDNESDAY, 10 DEC 2025
... conduct only came to light long after applications for and withdrawals had been frozen by Falcon Capital, the responsible entity of First Guardian," Diversa said. "Diversa has been actively monitoring First Guardian since it suspended applications and ...

ASIC sues Diversa for First Guardian failures

KARREN VERGARA  |  TUESDAY, 9 DEC 2025
... to assess its performance, liquidity and stress tests, or independently enquire into information provided by responsible entity Falcon Capital. Furthermore, ASIC said Diversa did not exercise the same degree of care, skill and diligence as a prudent ...

Datt Capital opens small cap fund to retail investors

ELIZA BAVIN  |  MONDAY, 8 DEC 2025
... Class B, financial advisers can now access the strategy for their clients via platforms. Fundhost remains the responsible entity and issuer of the updated product disclosure statement. "The launch of this retail fund reflects rising wealth adviser demand ...

ASIC allows more forms to be lodged via email

STAFF WRITER  |  THURSDAY, 4 DEC 2025
... the review date of a company or registered scheme 491 Change to scheme details 5107 Notification of change of responsible entity of a registered scheme 5108 Notification of appointment of temporary responsible entity 5109 Notification of request by temporary ...

Shield proposes to liquidate equities to pay investors

KARREN VERGARA  |  WEDNESDAY, 3 DEC 2025
... listed equities portfolio, according to liquidators Alvarez & Marsal. Keystone Asset Management, which is the responsible entity for the Shield Master Fund, has proposed an interim distribution to unitholders that will need to be approved by the Federal ...

Royal London AM launches four new funds locally

ELIZA BAVIN  |  TUESDAY, 2 DEC 2025
... Asset Management has announced the launch of four new funds for Australian investors, with Equity Trustees as responsible entity. Royal London Asset Management manages $378 billion for clients in the UK and select international locations and is part ...

SQM Research faces court over 'favourable' rating of Shield

MATTHEW WAI  |  THURSDAY, 13 NOV 2025
... the different classes of Shield as 3.75 stars, which is considered favourable. Keystone Asset Management, the responsible entity of Shield, engaged SQM Research to provide ratings for its Balanced, Conservative and Growth classes in August 2021, according ...

Mercer Investments shutters four options

KARREN VERGARA  |  WEDNESDAY, 12 NOV 2025
... up on November 26. They are part of Mercer's Managed Portfolio Series International Shares Funds. As the responsible entity, Mercer Investments said the funds are being terminated following the receipt of significant redemption requests for each ...