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Showing 41 - 50 of 735 results for "responsible entity"

Shield proposes to liquidate equities to pay investors

KARREN VERGARA  |  WEDNESDAY, 3 DEC 2025
... listed equities portfolio, according to liquidators Alvarez & Marsal. Keystone Asset Management, which is the responsible entity for the Shield Master Fund, has proposed an interim distribution to unitholders that will need to be approved by the Federal ...

Royal London AM launches four new funds locally

ELIZA BAVIN  |  TUESDAY, 2 DEC 2025
... Asset Management has announced the launch of four new funds for Australian investors, with Equity Trustees as responsible entity. Royal London Asset Management manages $378 billion for clients in the UK and select international locations and is part ...

SQM Research faces court over 'favourable' rating of Shield

MATTHEW WAI  |  THURSDAY, 13 NOV 2025
... the different classes of Shield as 3.75 stars, which is considered favourable. Keystone Asset Management, the responsible entity of Shield, engaged SQM Research to provide ratings for its Balanced, Conservative and Growth classes in August 2021, according ...

Mercer Investments shutters four options

KARREN VERGARA  |  WEDNESDAY, 12 NOV 2025
... up on November 26. They are part of Mercer's Managed Portfolio Series International Shares Funds. As the responsible entity, Mercer Investments said the funds are being terminated following the receipt of significant redemption requests for each ...

HESTA pays $40k fine for greenwashing

ELIZA BAVIN  |  THURSDAY, 6 NOV 2025
... Fiducian Investment Management last month. ASIC is alleging Fiducian failed to act with care and diligence as the responsible entity of the Diversified Social Aspirations Fund in relation to its description of how the fund works in the Product Disclosure ...

Court blocks Merhi from financial services

KARREN VERGARA  |  TUESDAY, 28 OCT 2025
... vows to make "2800 Shield investors whole before Christmas" under a "unitholder-first deal." Keystone was the responsible entity for Shield and invested a significant amount of super money into the Advantage Diversified Property Fund (ADPF). In December ...

Netwealth invokes Part 23 of SIS Act in First Guardian response

JAMIE WILLIAMSON  |  MONDAY, 27 OCT 2025
... $101 million reflects total member investments less redemptions as at 28 May 2024 when Falcon Capital, the responsible entity of First Guardian, suspended redemptions in the fund. At that time it claimed the investments were worth $128 million, however ...

ASIC slaps MWL adviser with ban over Shield involvement

MATTHEW WAI  |  WEDNESDAY, 22 OCT 2025
... while ETSL maintains its innocence. Meanwhile, ASIC continues to investigate Keystone Asset Management (the responsible entity for Shield) and other entities and advisers.

ETF Shares flees Cboe for better 'connectivity'

MATTHEW WAI  |  MONDAY, 20 OCT 2025
... with improved visibility across advisers, platforms and wealth management systems." ETF Shares remains the responsible entity and issuer for all three funds, it said. Additionally, all ETFs received a four-star rating from SQM Research last week, with ...

Brookfield fully acquires Oaktree

KARREN VERGARA  |  MONDAY, 20 OCT 2025
... strategies. Early this year, the Oaktree Strategic Credit Fund (AUD) launched to Australian wholesale investors with responsible entity (RE) duties appointed to Channel Investment Management.