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Showing 51 - 60 of 735 results for "responsible entity"

Rest Super team defects to Channel Capital

ELIZABETH FRY  |  THURSDAY, 16 OCT 2025
... Group managing director Glen Holding said operational oversight is a strategic imperative at Channel. "As a responsible entity, we understand the importance of conducting deep analysis to make informed, risk-aware decisions," he said. Channel Diligence ...

Feature: Compliance | Passing the buck

ELIZA BAVIN  |  WEDNESDAY, 15 OCT 2025
... Diversa. First Guardian was run by David Anderson and Simon Selimaj, who were directors of Falcon Capital, the responsible entity for the fund. Keystone Asset Management was Shield's responsible entity with Paul Chiodo as director. To say there are ...

ASIC raises alarm on auditor independence, conflicts of interest

KARREN VERGARA  |  WEDNESDAY, 8 OCT 2025
... professional judgement with the entities they audit." BDO was the auditor of defunct Keystone Asset Management, the responsible entity of the Shield Master Fund. When the Federal Court appointed new receivers and administrators in September 2024, BDO ...

ASIC sues Fiducian for ESG failures

ELIZA BAVIN  |  FRIDAY, 3 OCT 2025
... proceedings in the Supreme Court of NSW against Fiducian Investment Management, alleging it breached its duties as a responsible entity and engaged in misleading and deceptive conduct about its environmental, social and governance (ESG) fund. ASIC is ...

Avantis Investors launches active ETFs in Australia

MATTHEW WAI  |  WEDNESDAY, 1 OCT 2025
... scope of our offering to professional investors across Australia." Equity Trustees has been appointed as the responsible entity of the funds. "We are proud to expand our long-standing partnership with American Century through the launch of these three ...

GIM director slapped with travel restraints

KARREN VERGARA  |  WEDNESDAY, 24 SEP 2025
... the potential collapse of another managed investment scheme. A significant event notice sent to investors by responsible entity Cache Group shows that it became aware of "potential financial irregularities" in the portfolio in February. The National ...

Former Income Asset Management staffer embezzles $1.5m

KARREN VERGARA  |  TUESDAY, 23 SEP 2025
... its clients' assets across. IAM owns Trustees Australia Limited (TAL), a trustee business that provides responsible entity, custody and trustee services internally. It has more than $2.6 billion in funds under administration. Recently, the group ...

Vale Rupert Smoker

MATTHEW WAI  |  TUESDAY, 23 SEP 2025
... industry, particularly through his time at Perpetual, where he had overseen the business development as head of responsible entity services. Before that, Smoker held senior positions at ASIC and The Trust Company before it was integrated into Perpetual. ...

K2 Asset Management seeks M&A partners

KARREN VERGARA  |  FRIDAY, 29 AUG 2025
... billion, K2 Asset Management (KAM) flagged it is "now actively exploring mergers and acquisitions". KAM's responsible entity (RE), trustee and administration business drove FUM growth in the 12 months to June, reaching $4.7 billion. Its ETFs and ...

Australian Unity reveals profit turnaround

ELIZA BAVIN  |  FRIDAY, 29 AUG 2025
... be complete in November 2025. It also announced the sale of Australian Unity Investments Limited (AUIL), the responsible entity of the Australian Unity Property Income Fund (PIF), to Newmark Capital. Despite the positive results, Australian Unity said ...