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Showing 61 - 70 of 3735 results for "Resources"

Platform fees, poor resourcing a red flag for regulator

JAMIE WILLIAMSON  |  TUESDAY, 3 OCT 2023
... and service degradation incidents due to surges in service demands and retail investor activities." She said firms' resources should be "commensurate to the scale and nature of [your] business operations at all times." Combined, platforms in the UK are ...

TAL offers super funds financial literacy tools for employers

JAMIE WILLIAMSON  |  MONDAY, 25 SEP 2023
... what we're seeing elsewhere around the world. This represents a real opportunity for employers to provide tools and resources to help them understand and be better informed in making decisions to improve their financial health." TAL has created TAL Employer ...

APRA moves to ensure improved member outcomes

ANDREW MCKEAN  |  FRIDAY, 22 SEP 2023
... justify business-related expenditures. They will also aim to elevate the standards for trustees in managing financial resources. Further, the draft of the updated SPS 515 will push trustees to adopt a prudent approach in key areas, including fee setting ...

NAB to pay $2.1m for knowingly overcharging customers

JAMIE WILLIAMSON  |  FRIDAY, 22 SEP 2023
... the result of the bank's "inability to manage its own computer systems and its unwillingness to apply sufficient resources to remedy the problem in a timely manner." The conduct, being the overcharging of fees after learning of the issue, occurred ...

Trading platform pays $830k over suspicious trades

JAMIE WILLIAMSON  |  THURSDAY, 21 SEP 2023
... in allowing it to continue even after ASIC had raised concerns. It added that the group failed to maintain adequate resources to ensure otherwise. The MDP said Interactive Brokers' response to the situation was inadequate for several reasons, including ...

Josh Frydenberg takes over as Goldman Sachs chair

CASSANDRA BALDINI  |  THURSDAY, 21 SEP 2023
... treasurer, he has held several senior positions which include, minister for the environment and energy, minister for resources, energy and northern Australia, assistant treasurer, and parliamentary secretary to the Prime Minister. He also previously ...

Project to tackle dwindling number of risk advisers

CASSANDRA BALDINI  |  TUESDAY, 19 SEP 2023
... practical tools that can later be scaled to broader adviser communities, the firms explained. Risk Hub, a platform curating resources to streamline risk advice, said the goal of its partnership with the financial services group is to explore diverse ...

Barings expands APAC team

CHLOE WALKER  |  TUESDAY, 29 AUG 2023
... solutions to meet the evolving needs of clients." In addition to the appointments, Barings said it has been "adding resources in the Asia Pacific region as part of its long-term growth strategy." The firm plans said it make additional new hires covering ...

Bravura hires global head of product

CASSANDRA BALDINI  |  WEDNESDAY, 23 AUG 2023
... management team is a crucial step in Bravura's journey to becoming a product-centric organisation, unifying its global resources and creating a clear roadmap for product innovation," Bravura chief executive Andrew Russell said. Russell added the new ...

Global X launches US tech ETF

CHLOE WALKER  |  WEDNESDAY, 23 AUG 2023
... value products at cost-efficient rates, allowing investors greater returns by reducing margin intake. "By drawing on resources and synergies across the wider Mirae Asset Financial Group (Mirae), we have been able to develop a cost-effective product that ...