Search Results | Showing 61 - 70 of 470 results for "Managed investment scheme" |
| | | As part of its regulatory simplification strategy, ASIC is making it possible to lodge 35 'paper-only' documents by email, including forms related to changes to responsible entities and managed investment schemes. The regulator said the move is designed ... |
| | | | ... Japan TOPIX 100 ETF was registered on the Australian Business Register, followed by the appearance of a managed investment scheme of the same title on the ASIC register on September 22. Further, details of J100 were displayed in Global X's product disclosure ... |
| | | | ASIC has released a new regulatory guide for exchange-traded products (ETPs) to help participants comply with their obligations in a booming market. RG 282: Exchange-traded products targets issuers, responsible entities and market operators. In the ... |
| | | | Private credit fund managers downplay the risks of their products and flout basic disclosures of the state of their investments, ASIC's investigation reveals, fearing they have the potential to harm investors, the sector itself and the broader financial ... |
| | | | ... offences involving six investors, totalling more than $34 million, when he was operating an unregistered managed investment scheme at AMS Holdings (WA) as far back as January 2010. The Federal Court ordered the wind-up of the scheme and company on 7 ... |
| | | | Equity Trustees will follow Netwealth's lead and make an application to the government under Part 23 of the SIS Act for help in making First Guardian and Shield investors whole. Speaking at the Equity Trustees annual general meeting today, managing ... |
| | | | ASIC has banned another former Crown Wealth Group staffer from working in the financial services industry for showing incompetence in addressing fees-for-no-service (FFNS) misconduct. Brendan Rodwell, who was the director of Crown Wealth Group, was ... |
| | | | ... to providing financial product advice, dealing in financial products, or marketing superannuation or managed investment scheme products. Justice Moshinsky said he was satisfied that the public interest requires the injunctions to be made, and that there ... |
| | | | ETF Shares - launched last year on Cboe Australia with three distinct ETFs, all investing predominantly in the US - is transferring its ETFs to the Australian Securities Exchange (ASX). ETF Shares said the move will broaden accessibility across trading ... |
| | | | ... plan and with this Act." To Walker, this should be ASIC's answer to any potential problem with a managed investment scheme, as it gives the regulator complete access under the hood. "If you wanted a broad power to essentially force managed scheme ... |
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