The latest issue of Financial Standard now available as an e-newspaper
|Showing 61 - 70 of 100+ results for "Adviser"|
|A former financial adviser that was sentenced to six years' prison in May has now been permanently banned by ASIC. Ross Andrew Hopkins was permanently banned after being convicted of 15 dishonesty offences and misappropriating close to $3 million in ...|
|ASIC is urging financial advisers to be well prepared for the new Design and Distribution Obligations regime, warning that there should be no surprises when it kicks into gear on October 5. The corporate regulator said it will take a "reasonable approach" ...|
|... She joined from National Australia Bank where she was director of sustainable finance. Prior to that she was a senior adviser to the Climate Bonds Initiative, based in London. Lalit Barhate is the new director of internal audit and was previously the ...|
|A Melbourne-based advisory firm has merged with William Buck as the latter continues its aggressive expansion strategy. BR Wellington is an accounting and business advisory firm and will rebrand as part of William Buck Australia and New Zealand. All ...|
|... Bank for five-and-a-half years. Ord Minnett recently appointed a new state manager for Queensland and senior investment adviser. David Lane joined the firm from Pitcher Partners where he spent over 11 years as a director of wealth management, a unit ...|
|In a win for financial advisers, the Design and Distribution Obligations (DDO) regime will scrap the nil-reporting rule. In the Updated amendments to the design and distribution obligations document released by Treasury, advisers will no longer be required ...|
|... Challenger in a similar role and prior to that worked in the United States at John Hancock Financial Service and as a financial adviser at Commonwealth Financial Group. GSFM chief executive Damien McIntyre said Nissenbaum's sales experience and financial ...|
|... to online, but if we look to the disrupters for inspiration, replication may not be enough. Digitisation of the client/adviser relationship will need to consider new channels, like client portals and online self-service tools," the report said. Advice ...|
|... newly created role. Vong spent over 13 years at Macquarie, starting out as a client account manager before becoming an adviser assistant and associate manager, and senior relationship manager. He spent the last three years at Macquarie as business development ...|
|... with their retirement," Natixis country head Louise Watson said. "Working with their superannuation fund and a financial adviser who can tailor an investment portfolio to their needs and goals can highlight strategies investors may not have considere ...|
Australian Ethical introduced a new high conviction fund to wholesale clients, investing in a range of sectors including local healthcare, renewables and technology stocks within the S&P ASX 300.
The super industry is calling for mandated consistency on portfolio holdings disclosure after it was recommended the Future Fund be exempt from disclosing commercially sensitive information.
Capstone Financial Planning has revoked the authorisation of Mark Babbage, the Victorian financial adviser jailed for breaching Western Australia's strict border restrictions to attend the AFL Grand Final.
Ellerston Capital will terminate the Morphic Global Opportunities Fund later this month as a result of dwindling funds under management.
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