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Showing 761 - 770 of 1307 results for "Audit"

AFSL cancelled for Sydney firm

KERRIE SYDEE  |  MONDAY, 4 JUL 2016
ASIC has cancelled the Australian financial services licence (AFSL) of a Sydney based financial planning firm for failing to meet a number of key obligations. ASIC cancelled Etern Wisdom's AFSL on 6 June 2016 after ASIC discovered the firm had failed ...

New non-executive director for GBST

KERRIE SYDEE  |  FRIDAY, 1 JUL 2016
... succession planning as we continue to address the future needs of the company." Page will also serve as chair of the board's audit and risk management committee. Page holds a Bachelor of Economics from the University of Sydney, is a fellow of the Institute ...

Decimal appointment strengthens compliance

KERRIE SYDEE  |  THURSDAY, 30 JUN 2016
... companies and non-bank financial institutions offering advice now have access to technology that provides the transparency, audit and control required to manage compliance at a fraction of the time and cost of the manual systems. "The outcome of that ...

ASIC threatens SMSF auditors with cancellation

MARK SMITH  |  WEDNESDAY, 29 JUN 2016
... aware of and meet their obligations face the risk of losing their registration." An unregistered auditor is not permitted to audit an SMSF. Conducting an audit of an SMSF when not permitted to do may have further serious consequences for the fund and ...

Merger gives Bentleys state-wide presence

KERRIE SYDEE  |  WEDNESDAY, 29 JUN 2016
... the best expertise available. Tenuto Financial brings Corporate Recovery services, further bolsters our tax, accounting, audit and advisory services and continues our growth trajectory," Wilson said. Robert Tenbensel, director of Tenuto Financial added ...

Bennelong appoints new director

ALEX BURKE  |  THURSDAY, 23 JUN 2016
... Zealand, Citywide, CareSuper and the Lord Mayor's Charitable Foundation. Prior to this, she was also a financial services audit partner at KPMG. At Bennelong, Waters will also chair the audit, risk and compliance committee. Commenting on the appointment ...

ANZ appoints new CCO

DARREN SNYDER  |  THURSDAY, 16 JUN 2016
... transaction banking. Replacing Evans as chief compliance officer is Michael Liarakos, ANZ's group general manager internal audit. Liarakos has been in the general manager role since 2008, and has more than 30 years' experience in audit, risk and compliance ...

Stammer steps down from QV Equities

MARK SMITH  |  WEDNESDAY, 15 JUN 2016
... retire from the boards of the two listed investment companies he serves on. He will also relinquish his memberships of the audit, nominations and corporate governance committees. The company has appointed existing non-executive director Peter McKillop ...

Dion Global targets IRESS market share with new platform

MARK SMITH  |  MONDAY, 6 JUN 2016
... desktops, tablets and mobiles, plus a suite of customer relationship management tools. The system also offers compliance and audit reporting, removing complexity from maintaining and communicating audit trails. David Bowles, a director within the firm's ...

Top companies still in the dark on ESG

DARREN SNYDER  |  THURSDAY, 2 JUN 2016
... with culture, IT/cyber security, diversity and board skills as well as the more traditional focuses of financial reporting/audit and capital management all vying for necessary board meeting time. "There is no doubt the risk related findings in the KPMG ...