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Showing 711 - 720 of 1307 results for "Audit"

EQT appoints Rio Tinto super exec

ALEX BURKE  |  TUESDAY, 6 DEC 2016
... fund, where he was principal risk and compliance officer. He joined Rio Tinto in 2012, and was also secretary to the fund's audit, risk and compliance committee. Before Rio Tinto, Currie was risk manager at HESTA, risk and compliance manager at Guild ...

Out-dated websites flag regulatory risk

KERRIE SYDEE  |  MONDAY, 5 DEC 2016
... client portals. "Our solution is like a bulk maintenance system and a platform solution that allows the AFSLs to monitor and audit to make sure their websites are compliant," Liao said. "We're starting to get a lot of interest from independent dealer ...

New chair at LGIAsuper

JAMIE WILLIAMSON  |  FRIDAY, 2 DEC 2016
... independent director for the fund, John Smith has stepped into the top role. He has also previously overseen LGIAsuper's audit and risk management committee and was a member of its investment committee. Smith has provided technical and strategic advice ...

ACCC slams Macquarie and ANZ for cartel conduct

ALEX BURKE  |  FRIDAY, 25 NOV 2016
The Australian Competition and Consumer Commission is commencing proceedings against ANZ and Macquarie Bank for attempted cartel conduct. ANZ and Macquarie co-operated with the ACCC's investigation, and the parties have agreed that the court will be ...

Key board appointment for Sequoia

JAMIE WILLIAMSON  |  MONDAY, 21 NOV 2016
... Financial Planning. Crole will also join Sequoia's governance committee, risk & compliance committee, remuneration committee and audit committee. Crole brings over 30 years' experience in establishing and developing financial services firms. In 1988 ...

ASIC bans former AMP adviser

KERRIE SYDEE  |  MONDAY, 21 NOV 2016
... Statements of Advice and Authority to Proceed documents and forged client signatures to comply with an AMP Financial Planning audit in March 2015. McCarthy did not provide any of the false documents to clients. ASIC deputy chair Peter Kell said: "ASIC ...

SMSF auditor's appeal upheld

DARREN SNYDER  |  TUESDAY, 15 NOV 2016
The Administrative Appeals Tribunal has overturned an ASIC decision to disqualify an SMSF auditor. In October 2015, Manoj Abichandani was disqualified as an SMSF auditor following allegations from ASIC that he tried to mislead the regulator with untruthful ...

HLB Mann Judd expands in WA

KERRIE SYDEE  |  FRIDAY, 11 NOV 2016
... award winning client services of HLB Mann Judd to more people, in accordance with our strategic plan. Our current strong audit, accounting and business advisory services will be complemented by an expanded wealth management offering." The new wealth ...

CBA director retires

JAMIE WILLIAMSON  |  WEDNESDAY, 9 NOV 2016
... since March 2007, and has also been a member of the risk committee, the board performance and renewal committee, and the audit committee. CBA chairman David Turner said Anderson will be missed. "Over the past nine years, Sir John has brought a wealth ...

Zurich appoints former Lazard CEO in super role

ALEX BURKE  |  TUESDAY, 1 NOV 2016
... like to acknowledge Catherine's time on our board, in particular her work overseeing the claims committee, as well as the audit and compliance of the board."