Search Results | Showing 751 - 760 of 4959 results for "Practice" |
| | | Operating a financial advice practice is set to become easier and cheaper under a raft of measures the federal government has introduced, which includes buffering the rising costs of power bills and reducing administration burdens. Federal treasurer ... |
| | | | ... approach which involves working with our clients only if it produces the best possible outcomes for both the adviser, their practice and most importantly their client which really underpins what we do here," Miles said. Gamboa replaces Ben Dixon who ... |
| | | | A man and his father-in-law were charged by the US regulator for running a $30 million Ponzi scheme in which they targeted churchgoers, gaining their trust with claims their wealth and success was due to divine intervention. According to the SEC, between ... |
| | | | ... compliance record. "Otherwise, we will be in a position whereby planners currently in their thirties could continue to practice indefinitely with no further qualifications required," Abood said. The FAA also advised a requirement to complete the Code ... |
| | | | ... experience in transforming farmland, Gunn said Kilter Rural adds value in three ways. "One is best management agricultural practice, the second is protecting the environment and working on carbon credits and biodiversity credits, and the third is managing ... |
| | | | The regulator issued a warning to investment product issuers after a review found woeful compliance in meeting the design and distribution obligations (DDO). Since last July, ASIC has placed interim stop orders on 26 investment products from 18 issuers ... |
| | | | ... product of the now-defunct financial software provider Creativemass, for an undisclosed amount. WealthConnect is a digital practice management, customer relationship management (CRM) and compliance system, built on Salesforce. The investment platform ... |
| | | | ... high-quality technology solution" for its advice network and build on the foundations of ClientHUB, the firm's proprietary practice management solution. WealthConnect aimed to be a "uniquely modern technical solution" by leveraging Salesforce and ... |
| | | | ... July 1, Dahn will join the super fund with $70 billion in assets under management. Dahn founded the investment advisory practice at Pitcher Partners, which has grown to a team of 65, managing and advising on about $6.5 billion in funds under advice. ... |
| | | | ASIC has updated breach reporting procedures in the hope that it can help reduce regulatory burdens for financial advisers. The corporate watchdog detailed several changes to Regulatory Guide 78 Breach reporting by AFS licensees and credit licensees ... |
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