Newspaper icon
The latest issue of Financial Standard now available as an e-newspaper
READ NOW

Search Results

Showing 751 - 760 of 1608 results for "Investigation"

ASIC defends enforceable undertakings at Royal Commission

KANIKA SOOD  |  FRIDAY, 17 AUG 2018
... made very early on an offer of $1 million dollars and they also offered to pay ASIC's cost of $250,000 for the investigation. We can't accept the cost of investigation when we accept EUs so we combined the amounts and that was the amount that ...

GAM to liquidate bond funds

JAMIE WILLIAMSON  |  MONDAY, 13 AUG 2018
... Absolute Return Bond Master Fund; and the GAM Unconstrained Bond Fund. Haywood was suspended following an internal investigation which found evidence to suggest he breached the firm's signatory policy by signing alone certain contracts where two ...

Financial crime taskforce puts two behind bars

KARREN VERGARA  |  MONDAY, 13 AUG 2018
... have received custodial sentences. "These significant sentences handed down today pay testament to this extensive investigation by the Serious and Financial Crimes Taskforce," O'Dwyer said. Agencies forming the SFCT include the ATO, AFP, Commonwealth ...

We have won the battle, not the war: AustralianSuper CEO

HARRISON WORLEY  |  THURSDAY, 9 AUG 2018
... super fund was called to the witness box for the afternoon session on the fourth day of the Royal Commission's investigation into superannuation. Silk, who sits on the board of Industry Super Australia (ISA) - the lobby group behind the campaign ...

ASIC issues permanent ban for theft

JAMIE WILLIAMSON  |  THURSDAY, 9 AUG 2018
... banned from providing financial services. Brody Glenn Jarman of Yarrawonga, Victoria, was struck off by ASIC after an investigation found he had misappropriated $3,133.36 in client funds. In February 2016, Jarman pleaded guilty in Cobram Magistrates ...

NAB looked to keep plan service fees, Royal Commission hears

HARRISON WORLEY  |  TUESDAY, 7 AUG 2018
... having to refund all of the money to customers," Hodge said. Carter disagreed, and said NAB conducted a thorough investigation examining all potential outcomes and avenues to deal with the issue. Earlier, Carter said NAB considered whether other services ...

Equity Trustees responds to GAM suspension

JAMIE WILLIAMSON  |  TUESDAY, 7 AUG 2018
... Late last week, GAM investment director Tim Haywood - who leads this strategy - was suspended after an internal investigation identified issues with risk management processes and record keeping. The news saw an overwhelming number of redemption requests ...

Royal Commission revisits fees for no service

KARREN VERGARA  |  MONDAY, 6 AUG 2018
... and since then StatePlus has formulated a remediation plan for the 46,534 members affected. Hodge added ASIC's investigation is expected to conclude by the end of August and StatePlus Super's statement filed with the Commission said $92 million ...

MLC refunds $67m in advice fees

KARREN VERGARA  |  FRIDAY, 27 JUL 2018
... discussions" with MLC trustee NULIS. MLC appointed an independent expert to review compliance breaches following an ASIC investigation in February 2017. ASIC initially made enquiries into breach reports lodged by NAB wealth entities regarding NULIS. ...

Tenders on the menu for UK pension schemes

HARRISON WORLEY  |  TUESDAY, 24 JUL 2018
... clients" - giving trustees the ability to evaluate the performance. Chair of the CMA's investment consultant market investigation, John Wotton, highlighted the importance of value in the sectors underpinning the UK's pension schemes. "We're concerned ...

Editor's Choice

Global X awards mandate for ETF business

ELIZA BAVIN
Global X has awarded a new custody and administration mandate for its Australian ETF business.

Bell Asset Management launches small-caps fund

KARREN VERGARA
Bell Asset Management has formally launched its Australian Small Companies Fund, which is run by former Tyndall Asset Management portfolio managers.

Former Australian Ethical finance chief lands new gig

MATTHEW WAI
The former chief financial officer of the ethical investment manager has joined a local finance company after wrapping up his tenure at AUB Group.

MySuper assets pursue $1.5tn Choice sector

KARREN VERGARA
MySuper assets are fast catching up to the $1.5 trillion Choice sector, hitting nearly $1.2 trillion in the March quarter.

Videos

Brought to you by
MORE VIDEOS

Products

Financial Standard Guide To Series

'Guide To' Series

Pocket investment guides featuring adviser case studies and a glossary.
MORE INFO
Financial Standard Publisher's Forum

Publisher's Forum

Investing trends and strategies from the industry’s thought leaders.
MORE INFO
Financial Standard Product Showcases

Product Showcases

Putting the spotlight on investment products that matter.
MORE INFO

Expert Feed

Industry Events

MORE INDUSTRY EVENTS
JUL
9

Mid-year market update 

JUL
21

Advisers Big Day Out - Cairns 

JUL
23

Advisers Big Day Out - Sunshine Coast 

JUL
24

Advisers Big Day Out - Gold Coast 

JUL
28

Advisers Big Day Out - Hobart 

Featured Profile

MORE PROFILES
Brian Redican

Brian Redican

CHIEF ECONOMIST
NEW SOUTH WALES TREASURY CORPORATION
What makes an economist an economist? TCorp chief economist Brian Redican reflects on over three decades of navigating Australia's economic cycles. Riddhima Talwani writes.
READ MORE
The Financial Standard podcast
Tune in each week as we discuss the latest developments in Australia's wealth management industry.
Financial Standard podcast
Spotify
Apple Podcasts
Amazon Music
YouTube
Follow Financial Standard on Facebook
Follow Financial Standard on Twitter
Follow Financial Standard on LinkedIn
Follow Financial Standard on Instagram
Rainmaker Information Pty Ltd - ABN 86 095 610 996
part of ISS - Institutional Shareholder Services, © Copyright 2026, All Rights Reserved
MarketSage  -  MarketPulse  -  MarketPro  -  Media