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Showing 741 - 750 of 6694 results for "securities"

Financial watchdog warns on crypto

CHLOE WALKER  |  TUESDAY, 18 JAN 2022
In a public statement this week, the Australian Securities and Investment Commission ( ASIC) has issued a warning urging self-managed super funds (SMSFs) to consider the risks of cryptocurrency investments. The corporate regulator said that it had noticed ...

SSGA regional product lead in new role

JAMIE WILLIAMSON  |  WEDNESDAY, 12 JAN 2022
... Financial Standard that a search for Chiu's replacement is underway. Prior to joining SSGA, Chiu held roles with HSBC, ETF Securities and Yuanta Securities. Tabula chief executive Michael John Lytle said the firm is delighted to have Chiu join the team. ...

Charter Hall acquires 50% of Paradice

ELIZABETH MCARTHUR  |  WEDNESDAY, 22 DEC 2021
... million to Charter Hall, with Paradice shareholders to receive 70% of that in Charter Hall shares and 30% in cash. The securities issued as part of this transaction represent approximately 1.55% of Charter Hall's total securities pre-transaction. Shares ...

AMP to delist from NZX

JAMIE WILLIAMSON  |  WEDNESDAY, 22 DEC 2021
AMP will only be listed on the Australian Securities Exchange from February, following a decision to delist from the New Zealand Exchange main board. AMP said the delisting supports the simplification of its shareholder administration ahead of demerging ...

Disqualified adviser convicted of managing company

KARREN VERGARA  |  FRIDAY, 17 DEC 2021
... business, Roach Graham Scott, between January 1989 and December 2012. Between September 1992 and June 1996, she was a securities representative with Commonwealth Bank's Financial Wisdom and in February 2004 she became an authorised representative ...

BNP Paribas Securities Services chief executive to depart

ELIZABETH MCARTHUR  |  FRIDAY, 17 DEC 2021
The chief executive of BNP Paribas Securities Services David Braga will depart the firm at the end of 2021. A spokesperson for BNP Paribas confirmed Braga's exit. "David Braga will be finishing his time as BNP Paribas Securities Services Australia ...

Jameson Capital hires investment director

JAMIE WILLIAMSON  |  THURSDAY, 16 DEC 2021
... originating, structuring and executing real estate investments across a capital stack - from mezzanine debt, hybrid securities, preferred equity and joint ventures. Blunden will also be involved in further expanding Jameson relationships with clients ...

APRA, ASIC provide annual update

CHLOE WALKER  |  THURSDAY, 16 DEC 2021
The Australian Prudential Regulation Authority (APRA) and the Australian Securities and Investments Commission (ASIC) have released their annual engagement update for 2021. Reinforcing Australia's twin peaks model of regulation, the agencies said they ...

Longo's ASIC less aggressive: Report

ELIZABETH MCARTHUR  |  FRIDAY, 10 DEC 2021
... tough new regulatory approaches to fight scams, increase digital security and boost investor trust. In the US, the Securities and Exchange Commission (SEC) has also taken a tougher regulatory approach under the new presidency. The SEC director of enforcement ...

Super funds lambasted over nuclear holdings

CHLOE WALKER  |  THURSDAY, 9 DEC 2021
... January 2022. In response to the report, a BT Funds Management spokesperson stated that the Westpac owned fund "excludes securities where industries or activities undertaken breach our ESG exclusions framework." "This includes nuclear weapons activities ...