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| | | ... documentation using information from the Client Service Agreement (CSA) and Statements of Advice (SoA). The SoA for new business applications is also being piloted for rollout soon, and is said to be saving advisers, on average, 15 minutes per new business ... |
| | | | ... Group plans to raise up to $3.54 million through an entitlement offer to support the expansion of its funds management business, with a particular focus on entering the property sector. The stock market trading advice group will issue approximately 353,695,724 ... |
| | | | ... maintained." As a result of funds paying for their own reports, there is pressure on research houses to keep bringing in business - which can lead to some products being given a more positive rating than perhaps they deserve. SQM Research has previously ... |
| | | | Despite ASIC and the ASX having displayed a "good regulatory mindset" in revitalising the listed environment, opportunities from the private markets continue to drag initial public offerings' (IPOs) down. In a panel at the Citi Investment Conference ... |
| | | | ... appeared on the ASIC Register, followed by the registration of a 'Trustee for iShares Bitcoin ETF' on the Australian Business Register. BlackRock currently runs the iShares Bitcoin Trust ETF in the US, which houses over US$93 billion and has ... |
| | | | ... adviser capability and partner network. This next phase reflects our commitment to building a nationally recognised advice business with deep technical expertise and a client-first culture," Gilmour said. |
| | | | Fortitude Investment Partners has launched a Small Cap PE Fund, targeting lower mid-market opportunities in private equity. The evergreen fund will invest in deal flows in health, digitalisation and technology, energy transition and food and beverage. ... |
| | | | ... represented the company's ability and preparedness to structure deals to meet the evolving needs and timeframe of advisers and business owners. "We've gotten to know the exceptional team at Geographe really well in the past year and they are experts ... |
| | | | PGIM has named two executive leaders to oversee and manage its Australian real estate business. Both based in Sydney, Sam Mellor has joined as head of real estate debt, Australia, while Stuart Carr will join in December as head of real estate equity ... |
| | | | ... and found that many fail to adequately assess, monitor and audit their arrangements thus putting their processes and business at risk. Additionally, after assessing two large fund managers, ASIC found a huge volume of enquires were made to them by OSPs ... |
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