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Showing 731 - 740 of 1829 results for "Monitor"

Major advice licensee in possible best interest breach

JAMIE WILLIAMSON  |  THURSDAY, 4 APR 2019
... adequate, especially during periods of strong growth, to ensure compliance with their obligations. ASIC will continue to monitor movements in adviser numbers when targeting future surveillance work," ASIC said. Further, when providing SMSF advice, advisers ...

New Zealand investors call for action after attacks

ELIZABETH MCARTHUR  |  TUESDAY, 2 APR 2019
New Zealand investors are rapidly joining an initiative to strengthen controls on social media content in the wake of the Christchurch terrorist attacks. Last month the NZ Super Fund, Accident Compensation Corporation, Government Superannuation Fund ...

Frydenberg takes action on banning grandfathered commissions

HARRISON WORLEY  |  THURSDAY, 28 MAR 2019
... consumers." The Government has also issued a Ministerial Direction, requiring that ASIC undertake an investigation to monitor and report on industry behaviour in the period 1 July 2019 to 1 January 2021. Consultation closes on April 25.

CPD policy publication deadline looms

KARREN VERGARA  |  THURSDAY, 28 MAR 2019
... be accessible on the licensee's website. Furthermore the licensee must: assess and approve CPD plans of its advisers; monitor its advisers' CPD plans; assess and approve CPD activities, and attribute CPD hours; ensure that at least 70% of the hours counted ...

Melbourne boutique hires portfolio manager

KANIKA SOOD  |  WEDNESDAY, 27 MAR 2019
A $2.5 billion Melbourne-based boutique has hired a new portfolio manager from a family office as it builds out its global capability. Ben Wang will work on Jamieson Coote Bonds' Global Bond Fund which opened to Aussie investors earlier this month ...

Investors raise alarm on Facebook

ELIZABETH MCARTHUR  |  WEDNESDAY, 27 MAR 2019
In the wake of the Christchurch terrorist attack, many are questioning the role of Facebook in investment portfolios. After the social media giant live streamed the shootings, ethical investors have been forced to consider whether Facebook genuinely ...

CFR, ATO report on SMSF borrowing arrangements

ELIZABETH MCARTHUR  |  MONDAY, 25 MAR 2019
... these numbers are so low they will not be making any changes to LRBAs and will instead request the CFR and ATO continue to monitor this type of borrowing in SMSFs. The Government has indicated it expects another report on the matter in three years' time. ...

Morgans Financial licence conditions lifted

ELIZABETH MCARTHUR  |  MONDAY, 25 MAR 2019
... information. The additional conditions imposed on Morgans required it to appoint an independent compliance consultant to monitor, evaluate and report on Morgans' implementation of recommendations. The independent compliance consultant has now provided ...

Benchmark APRA against global counterparts: Treasury

KANIKA SOOD  |  FRIDAY, 15 MAR 2019
APRA's first capability review should consider benchmarking it against comparable prudential regulators around the globe, says its terms of reference which are now open for response. Last month, the Government agreed to undertake regular capability ...

Jamieson Coote Bonds introduces global fund

DARREN SNYDER  |  WEDNESDAY, 13 MAR 2019
Fixed income specialist Jamieson Coote Bonds is officially introducing its global fund to Australian investors following its initial seeding in early 2018. The CC JCB Global Bond Fund has an investible universe which includes global sovereigns, semi-government ...