Search Results | Showing 711 - 720 of 2805 results for "Regulation" |
| | | ... productivity," Alexander said. Hindered by these legacy systems, advice businesses have struggled to keep up with changes in regulation, Alexander said, with compliance eroding crucial customer time as well as the revenues of the financial adviser's ... |
| | | | ... institutional investors to gain access to favourable risk-adjusted returns. This is a result of both increasing bank regulation (where traditional bank returns are more difficult to achieve with higher capital imposts), and desire for banks to hold lower ... |
| | | | ... than 60 related entities, failed due to the impact of COVID-19 and negative media articles as well as tightening of regulation on funds coming out of china and delays on some key property projects. But, Cor Cordis said it found that iProsperity was likely ... |
| | | | ... issues relating to redundancies, retirement, life insurance and superannuation, the FSC said. Yet, increased costs and regulation continue to obstruct the delivery of advice. With the median cost of up-front advice sitting at approximately $3600, the ... |
| | | | ... means he will provide us with an unrivalled level of expertise to support Future Super in managing the ever-evolving regulation space," Hunter said. "Fahmi will be instrumental as we continue to help drive member outcomes through the rest of 2020 and ... |
| | | | ... June 2016 and December 2018. Pershing pleaded guilty to three breaches of the Corporations Act and the Corporations Regulation. Pershing was fined $15,000 for a breach where the transferring sale proceeds from international trading in client's securities ... |
| | | | ... Financial Planning advisers. The action was initially expected to be filed late last year, but was delayed due to new regulation relating to how class actions are funded. It was then expected to be filed in February but was delayed again. It comes as ... |
| | | | ... the COVID-19 pandemic, but also because of other pre-existing economic issues. "Trade-wars, deglobalisation and re-regulation, dysfunctional politics, cyber-wars, climate change, inequality, and 'oligopolistic privilege' were already playing ... |
| | | | ... sustainability of the industry but ASIC is the regulator for the consumer," Kewin asked. But, he said he wants to see joint regulation of life insurance between ASIC and APRA. "In our opinion, where was the communication with both advisers and consumers ... |
| | | | ... investment schemes" labelling them "bizarre", as the Senate holds its second public hearing into litigation funding and the regulation of the industry. The regulations could stymie compensation payouts to Australians robbed by big banks, harmed by faulty ... |
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