Search Results | Showing 701 - 710 of 7026 results for "Corporate" |
| | | Former financial adviser Shivdeep Jaidka is under ASIC scrutiny; the corporate regulator has accepted a court-enforceable undertaking from him. After reviewing the financial services provided by Jaidka, ASIC found he failed to adhere to s961B and s961G ... |
| | | | ... services business. Sciacca also reinforced ASIC's focus on scrutinising the SMSF sector this year as flagged in its corporate plan. "We will also continue our current regulatory work with the ATO, responding to poor practices in the SMSF sector ... |
| | | | ... business finalised." "We continue to execute our plans. Our focus on retirement and superannuation solutions (RSS) and corporate markets (CM), and their ability to leverage their core capabilities, has enabled us to drive sustainable revenue growth and ... |
| | | | The corporate regulator filed a lawsuit against a Queensland man who allegedly deceived people he knew into handing over $100 million to invest in companies he owned without a financial services licence. ASIC commenced proceedings in the Federal Court ... |
| | | | ... undertaking with ASIC after it was found to be operating without one. For the time being, iExtend is operating under a Corporate Authorised Representative arrangement, acting as an agent of another AFSL. "We are delighted to have Peter join iExtend as ... |
| | | | ... for inclusion in the portfolio. Desmond said this process also includes definite parameters about industry sectors and corporate characteristics. For example, the fund doesn't participate in banks, pharmaceuticals, utilities, or resources. Rather, Desmond ... |
| | | | ... year. Its net profit after tax was up 16% year on year to $2.2 million. Prime operates wealth management, capital and corporate advisory, accounting, and business advisory, and SMSF business units. Altor director and head of distribution Harley Dalton ... |
| | | | ... investment manager no longer believes the fund will be able to meet its investment objective," EQT executive general manager, corporate trustee services Australia Russell Beasley said. The fund, launched in December 2012, aimed to achieve long-term capital ... |
| | | | ASIC has issued its final reminder to the 757 financial advisers who have yet to register with the corporate regulator. As of February 6, ASIC counted many relevant providers who have outstanding registrations. They have until February 16 to get cracking ... |
| | | | ... Hartley was tipped most likely to nab the role. It will be a return of sorts for Hartley, who has previously worked in corporate and institutional wealth at MLC/NAB Wealth, which is now part of Insignia. Hartley was most recently chief executive of AMP's ... |
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