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Showing 51 - 60 of 159 results for "Trio"

APRA banned one person in 10 years: Royal Commission

HARRISON WORLEY  |  FRIDAY, 17 AUG 2018
... Rowell confirmed the prudential regulator has banned just one person from being a responsible person - a director in the Trio Capital debacle - since laws removed APRA's ability to administratively ban somebody on the basis they are not fit and proper. ...

Boutique equities manager raising $4 million

KANIKA SOOD  |  MONDAY, 6 AUG 2018
... preference shares will convert to 1.5 fully paid ordinary shares after two years or upon listing. Following the raise, the trio will hold 43% of the company. They also hold the three seats on Seer's board. LeMessurier is the managing chairman, Steve ...

Former Macquarie equities team launches boutique

KANIKA SOOD  |  FRIDAY, 25 MAY 2018
... fund's excess return, net of the management fees. Hodgens, Henricks and Miller are acting as the portfolio managers. The trio worked together for more than a decade at Macquarie, which included running the Macquarie High Conviction Fund. The second ...

VOFF asks Medcraft to "face the music"

ALEX BURKE  |  WEDNESDAY, 23 MAY 2018
... can "justify [their] actions regarding the financial sector under his watch and the disgraceful treatment of the victims of Trio." The advocacy group said Medcraft and Kell should be held "just as accountable" as former AMP chief executive Craig Meller ...

ASIC cancels Melbourne firm's AFSL

KANIKA SOOD  |  THURSDAY, 17 MAY 2018
ASIC has cancelled the Australian financial services (AFS) licence of a Melbourne-based advice firm, which was among a trio of companies that copped a $7.2 million fine from the corporate regulator in February. ASIC took Wealth & Risk Management Pty ...

NPP to take super by storm: Research

KARREN VERGARA  |  THURSDAY, 1 MAR 2018
... own integrated digital wallets to iPhone customers in competition with Apple's digital wallet without using Apple Pay. The trio's joint venture will develop payment app, Beem, enabling consumers to instantly pay for goods and services regardless of the ...

Investec unveils succession plan

KARREN VERGARA  |  WEDNESDAY, 7 FEB 2018
... retire on 31 March 2019 and become a non-executive director on certain subsidiary and associate boards. The board thanked the trio "for their exemplary service, dedication and commitment to the group since the 1980s" and said it looks forward to their ...

APRA pushes for greater control over super

KARREN VERGARA  |  WEDNESDAY, 11 OCT 2017
... superannuation regulatory framework that increasing APRA's power and control over trustees is necessary in the wake of collapsed Trio Capital, a scheme which defrauded Australians of the their superannuation. APRA's powers currently in place for APRA-regulated ...

Financial Standard wins prestigious award

DARREN SNYDER  |  THURSDAY, 6 APR 2017
... reporters Michael Smith, Angus Grigg and Lisa Murray for their series on Crown Resorts staff being detained in China. The trio submitted in the General Business category. Burke's entry included the articles 'Searching for retirement income solutions' ...

Ascot Securities makes key wealth and institutional hires

KERRIE SYDEE  |  TUESDAY, 6 DEC 2016
... fundamental and macroeconomic analysis and runs a one-off share sale service for Ascot Securities. Former OliveTree Financial trio - Ian Simmonds, Damian Shrubsole and Mark Murray - have joined the Ascot Institutional Desk. Simmonds will take on the ...