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Showing 51 - 60 of 2475 results for "James"

Federal Court slaps Mawhinney with 15-year ban

KARREN VERGARA  |  MONDAY, 8 SEP 2025
Mayfair 101 Group director James Mawhinney has been banned from receiving or soliciting funds related to financial products for 15 years after the Federal Court determined he had a "cavalier attitude to compliance" and was "reckless" in operating his ...

Praemium partners to offer more global options

MATTHEW WAI  |  TUESDAY, 2 SEP 2025
... from the OneVue client migration; Praemium acquired the platform last year. Commenting, Praemium chief operating officer James Edmonds said the integration provides a significant advantage for advisers seeking "differentiated" investment options. "Praemium ...

Exposure to US hitting Aussie companies: UniSuper

ELIZA BAVIN  |  TUESDAY, 2 SEP 2025
... companies which rely on the US market have started taking a hit - and it may well continue. Colosimo pointed to CSL and James Hardie, both of which were down more than 20% in August. "I think the key link there between both of them is that the US is ...

Integro Private Wealth to expand national footprint

MICHELLE BALTAZAR  |  THURSDAY, 28 AUG 2025
Perth-based financial advice group Integro Private Wealth has recruited a former AMP partnership manager and beefed up its advice ranks as part of its ambitious expansion plans. Fresh from signing referral partnership deals with accounting practices ...

Funds SA pushes for efficiencies with AI targets

JAMIE WILLIAMSON  |  TUESDAY, 19 AUG 2025
... Piteo told Financial Standard. Code-named 'AI-forward', it's being led by executive director of data and technology Emma James, who also sits on the AI working group of the South Australian government. "The intent is very much to figure out how we can ...

Decade-long ban for UGC director upheld

MATTHEW WAI  |  WEDNESDAY, 13 AUG 2025
The Administrative Review Tribunal has upheld ASIC's decision to ban United Global Capital (UGC) director Joel James Hewish for 10 years, after he lodged a review of the ban handed down in June 2024. The Tribunal conducted two hearings since the application ...

Four men charged over sophisticated bond scam

MATTHEW WAI  |  FRIDAY, 8 AUG 2025
... advertisement and investment comparison sites to help run a bond scam. ASIC alleges that between January and July 2021, Dimitrios (James) Podaridis, Peter Delis, Bassilios (Bill) Floropoulos, and Harry Tsalikidis were involved in facilitating an investment ...

Former adviser charged over clients' near $1m loss

MATTHEW WAI  |  WEDNESDAY, 30 JUL 2025
... making dishonest representations to potential investors in relation to acquiring shares in his own doomed company. Donald James Cuthbertson, the founder and director of Professional Wealth Management (PWM), Professional Wealth Management Services (PWMS) ...

ASX updates waiver disclosure rules

KARREN VERGARA  |  MONDAY, 28 JUL 2025
... part of the ASX's review of its Listing Rules announced in April. Off the back of "heightened investor interest" around the James Hardie proposed acquisition of US-based Azek, the ASX said it decided to launch the review into shareholder approval requirements ...

La Trobe names distribution lead

ELIZABETH FRY  |  THURSDAY, 17 JUL 2025
... Trobe Financial, the alternative asset manager, has appointed a former BlackRock executive as its head of distribution. James Waterworth brings over 20 years of experience in investment management and client distribution strategy to the role. He joins ...