Newspaper icon
The latest issue of Financial Standard now available as an e-newspaper
READ NOW

Search Results

Showing 681 - 690 of 1084 results for "Commissioner"

Barclays fined following ASIC investigation

JAMIE WILLIAMSON  |  FRIDAY, 24 MAR 2017
... conditions set out in these instruments, including the fundamental obligations relating to disclosure and reporting," ASIC commissioner Cathie Armour said. "Entities that fail to self-report a breach of their obligations to ASIC within the required time ...

Public service veteran retires from AMP

ALEX BURKE  |  MONDAY, 20 MAR 2017
... career in public service, having been the chief executive of the Aboriginal and Torres Strait Islander Commission, commissioner of the Australian Public Service and secretary of the Department of the Prime Minister and Cabinet. AMP chair Catherine Brenner ...

Past Morgan Stanley adviser hit with permanent ban

JAMIE WILLIAMSON  |  MONDAY, 13 MAR 2017
... decided he was likely to breach financial services law again in future and was not of good fame or character. ASIC commissioner Cathie Armour said: "Financial advisers are expected to act in the best interests of clients. ASIC will ensure appropriate ...

ASIC compensation skyrockets

KARREN VERGARA  |  THURSDAY, 9 MAR 2017
... undertaken within this project in the last six months, which have resulted in a number of key outcomes," the report reads. Commissioner Cathie Armour said: "ASIC is working hard to protect all participants in our markets and financial services industry ...

Association and regulator join forces for industry benefit

JAMIE WILLIAMSON  |  THURSDAY, 16 FEB 2017
... control of their own retirement destiny through a sustainable SMSF community," Slattery continued. Chris Jordan, the Commissioner of Taxation, said productive partnerships with industry bodies are key to the ATO being a leading tax and superannuation ...

ATO must reunite individuals with lost super: ASFA

EMMA RAPAPORT  |  MONDAY, 13 FEB 2017
... Numbers and other identifying information in regard to most superannuation accounts makes it relatively easy for the Commissioner to match lost member account owners with their current active superannuation accounts." As of 31 December 2016, inactive ...

Product conflicts in retail banking: ABA report

ALEX BURKE  |  THURSDAY, 19 JAN 2017
... concerns that led to the Future of Financial Advice reforms. The report, written by former Australian Public Service Commissioner Stephen Sedgwick, has in its own words "tentatively identified" practices in some retail banking businesses where product ...

NAB admits data bungle

JAMIE WILLIAMSON  |  TUESDAY, 10 JAN 2017
... all 60,000 customers thought to be implicated, as well as having notified the Office of the Australian Information Commissioner and ASIC. He added that about 40% of the customers affected have either closed or not used their account in the past year ...

mFund to expand product offering

JAMIE WILLIAMSON  |  THURSDAY, 22 DEC 2016
... has been given the current version of the PDS and any supplementary PDS that apply to the particular fund." ASIC commissioner John Price said the regulator is supportive of innovation that can benefit consumers and provide efficiencies to the industry. ...

Two of the big four in ASIC spotlight

ALEX BURKE  |  THURSDAY, 22 DEC 2016
... "A well-functioning foreign exchange market depends on all participants acting with integrity and fairness," ASIC commissioner Cathie Armour said. "ASIC is committed to ensuring that major financial institutions have in place effective mechanisms for ...