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Showing 661 - 670 of 6575 results for "Review"

ASIC permanently bans Queensland adviser

ELIZA BAVIN  |  THURSDAY, 18 JUL 2024
... only held a Diploma of Financial Planning. Abdalla has the right to appeal to the Administrative Appeals Tribunal for a review of ASIC's decision.

Data concerns land Fiducian with additional licence conditions

JAMIE WILLIAMSON  |  TUESDAY, 16 JUL 2024
... requirements and to ensure that its processes are robust, it engaged a big-four audit and consulting firm in May 2024 to review its end-to-end data reporting processes. The finalised report from this engagement is expected in coming days," the firm said. ...

Aware Super closes fixed interest fund

ELIZA BAVIN  |  TUESDAY, 16 JUL 2024
Aware Super announced it closed its fixed interest fund on June 11 citing a lack of demand for the product. The super fund said it regularly reviews its products and given demand for the Fixed Interest Fund, recent performance, and future performance ...

Hostplus nabs top JANA executive

ELIZABETH FRY  |  FRIDAY, 12 JUL 2024
The $110 billion industry fund that looks after hospitality workers has snared a senior property executive from JANA Investment Advisers. Chris Cawson jumped to Hostplus two weeks after the asset consultant lost its infrastructure head to the industry ...

Platinum ends FY24 with $13bn FUM

KARREN VERGARA  |  FRIDAY, 12 JUL 2024
... the fund manager announced it will no longer make additional grants of its performance rights (ASX: PTMAB) following a review of its remuneration structure. Consequently, chief executive and managing director Jeff Peters' employment contract will be ...

Insignia Financial overhauls operating model, executive team

JAMIE WILLIAMSON  |  THURSDAY, 11 JUL 2024
... leadership roles. The restructure announcement follows speculation that Insignia Financial has engaged Citi to field and review a potential merger or acquisition by a private equity firm. Following an article in the AFR, the ASX queried Insignia Financial ...

Inflation pummels adviser pay by 20%

KARREN VERGARA  |  WEDNESDAY, 10 JUL 2024
... said recently. Braithwaite said: "Closing the gap may have negative consequences towards the intent of the Quality Advice Review (QAR), further pushing up the cost of advice and making it less accessible." "Cost of on-going advice clients is already ...

Adviser permanently banned for faking qualifications

JAMIE WILLIAMSON  |  TUESDAY, 9 JUL 2024
... integrity, sound judgment, trustworthiness, and professionalism," the regulator said. "Cojag has informed ASIC of its client review and remediation measures in response to Mr Vee's conduct. Cojag have cooperated with ASIC's enquiries."

Regulation, profitability top adviser worries: BT

KARREN VERGARA  |  TUESDAY, 9 JUL 2024
... Sentiment Index 2024, remaining in the number one spot year on year. Uncertainty around the outcome of the Quality of Advice Review (QAR) is worrisome for advisers as is the Compensation Scheme of Last Resort (CSLR), which imposes another levy on the ...

ASIC levy to slug advisers $48.4m

KARREN VERGARA  |  TUESDAY, 9 JUL 2024
... report by the Senate Economics References Committee on ASIC's investigation and enforcement released last week called for a review of how the regulator is funded. In 2022-23, ASIC employed around 1800 staff and received $426 million in government funding. ...