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Showing 661 - 670 of 2134 results for "Course"

ASIC drags former adviser to court

HARRISON WORLEY  |  THURSDAY, 17 OCT 2019
... Court on Wednesday, as the former CFS Private Wealth director faced 12 charges of engaging in dishonest conduct in the course of carrying on a financial services business, a contravention of the Corporations Act 2001. According to ASIC, Miller advised ...

Poor market conditions weigh on Perpetual, Pendal

ELIZA BAVIN  |  MONDAY, 14 OCT 2019
... lowest since the Global Financial Crisis. The Australian share market recently suffered a $74 billion dollar blow over the course of two days at the start of October over global recession fears, but has since recovered.

Culture change must not be a fad: APRA

HARRISON WORLEY  |  FRIDAY, 11 OCT 2019
... such as self-assessment results public more routinely. "We are still reviewing all of the options available to us, and of course will need to consult on any new requirements we impose," Byres admitted. "But at the very least we foresee routinely making ...

ASX updates listing rules

ELIZA BAVIN  |  FRIDAY, 11 OCT 2019
... fame and character documentation for a broader set of executives." In addition, the ASX will enforce a mandatory education course and examination covering the listing rules for anyone appointed responsible for communicating with the ASX about listing ...

Advice associations slammed

JAMIE WILLIAMSON  |  THURSDAY, 3 OCT 2019
An industry group has lashed out at the Association of Financial Advisers and the Financial Planning Association of Australia, labelling them conflicted and driven by self-interest. The United Financial Advisers Association (formerly known as the Life ...

Legg Mason expands Asia Pacific role

ELIZA BAVIN  |  THURSDAY, 3 OCT 2019
... ex-Japan Lennie Lim is set to retire in March 2020 after 12 years and he will be transitioning his duties to Sowerby over the course of the next few months. "Lennie has been instrumental in establishing many of our business relationships in Asia and ...

The importance of reducing risk

ELIZA BAVIN  |  THURSDAY, 26 SEP 2019
... that through past resilience. If it has survives market falls before, then it is more likely to survive them again. "Of course stock markets fall when there is a negative fundamental, but you want to focus on stocks neglected by the market. In our view ...

Climate change to damage returns: Report

ELIZA BAVIN  |  THURSDAY, 26 SEP 2019
... these megatrends have the potential to overwhelm individuals, private companies and government balance sheets over the course of this century," the authors write. The report found climate change could result in lower superannuation contributions and ...

Results of ASIC MDA review imminent

ELIZABETH MCARTHUR  |  WEDNESDAY, 25 SEP 2019
... spokesperson previously told Financial Standard the regulator has obtained information from a number of MDA providers over the course of the review to consider the "drivers and motivations" behind the growth in popularity of MDAs. Several sources in ...

Corporate fund appoints risk lead

ELIZABETH MCARTHUR  |  TUESDAY, 24 SEP 2019
... anniversary, and as the only aviation corporate super fund in Australia, we're delighted that Suzette will help set the course to deliver for our unique member base in the years to come." Thurman will report directly to Clancy. She commences in the new ...