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Showing 641 - 650 of 938 results for "Representatives - 200"

Scam artists impersonate ASIC and MoneySmart

JAMES FERNYHOUGH  |  WEDNESDAY, 24 JUL 2013
Consumers are being warned to be wary of scam artists impersonating representatives of the Australian Securities and Investments Commission (ASIC) and MoneySmart. ASIC said the confidence tricksters are calling up from offshore telling unsuspecting ...

Market Wrap AM

LAURA MILLAN  |  FRIDAY, 19 JUL 2013
The Australian market looks set to open higher after gains on Wall Street with the Dow and the S&P 500 again reaching record highs. At 0756 AEST on Friday, the September share price index futures contract was up 20 points at 4,972. No major economic ...

Market Wrap

AAP  |  THURSDAY, 18 JUL 2013
The Australian share market has opened higher following Federal Reserve chairman Ben Bernanke's reassurances on the tapering of US stimulus measures. In his testimony to Congress, Dr Bernanke said the Fed would likely scale back its $US85 billion-a-month ...

Market Wrap AM

AAP  |  THURSDAY, 18 JUL 2013
The Australian market looks set to open higher following gains on Wall Street after US Federal Reserve chairman Ben Bernanke said tapering of stimulus measures was not on a "preset course". In testimony to Congress, Dr Bernanke reiterated that the Fed ...

Count goes "social" in hunt for accountancy business

ALICE URIBE  |  WEDNESDAY, 17 JUL 2013
Count Financial (Count) is using social media platforms as part of its strategy to attract accountancy firms to work under its Australian Financial Services Licence (AFSL). Count chief executive David Lane told Financial Standard that it is using Twitter ...

WB advisers join CBA's Financial Wisdom

LAURA MILLAN  |  MONDAY, 15 JUL 2013
The 23 authorised representatives of WB Financial Management have joined the Commonwealth Bank-owned Financial Wisdom dealer group. WB Financial board took the decision to go under CBA's umbrella in an attempt to deal with "an increasingly comply regulatory ...

Suncorp forced to improve compliance after ASIC review

LAURA MILLAN  |  THURSDAY, 27 JUN 2013
The Suncorp Group has been forced to make changes to its compliance process after a review by the Australian Securities and Investments Committee (ASIC) over breaches that affected more than 849,000 customers. The breaches that Suncorp reported to ASIC ...

ClearView advisers up by 45%

LAURA MILLAN  |  WEDNESDAY, 19 JUN 2013
ClearView Wealth has increased the number of authorised financial advice representatives by 45% and boosted its in-force life insurance premiums over the last year. The dealer group went from 70 advisers in June 30, 2012, to 102 in May 31, 2013, according ...

Employed advisers could face $200k liability under FoFA

JAMES FERNYHOUGH  |  TUESDAY, 11 JUN 2013
... financial advisers will be personally liable for serious breaches of the Best Interests Duty if they are authorised representatives (ARs), according to Charmian Holmes, solicitor director at The Fold Legal (the Fold). Once the Future of Financial Advice ...

Greens hold the key to TASA in Senate

LAURA MILLAN  |  TUESDAY, 4 JUN 2013
The House of Representatives will vote today on the incorporation of financial planners into the Tax Agent Services Act (TASA) and if the bill is approved, the key to the final voting in the Senate could be in the hands of the Greens. The Financial ...

Editor's Choice

Global X awards mandate for ETF business

ELIZA BAVIN  |   12:33PM
Global X has awarded a new custody and administration mandate for its Australian ETF business.

Bell Asset Management launches small-caps fund

KARREN VERGARA  |   11:56AM
Bell Asset Management has formally launched its Australian Small Companies Fund, which is run by former Tyndall Asset Management portfolio managers.

Former Australian Ethical finance chief lands new gig

MATTHEW WAI  |   11:09AM
The former chief financial officer of the ethical investment manager has joined a local finance company after wrapping up his tenure at AUB Group.

MySuper assets pursue $1.5tn Choice sector

KARREN VERGARA  |   12:20PM
MySuper assets are fast catching up to the $1.5 trillion Choice sector, hitting nearly $1.2 trillion in the March quarter.

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