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Showing 641 - 650 of 1224 results for "Licensees"

Advisers name top platform provider

KARREN VERGARA  |  TUESDAY, 10 JUL 2018
... years, there has been "extraordinary movement" out of the institutional space and a 43% increase in the number of small licensees, he said. "AMP and the banks could often afford to have technology support staff on the ground, resulting in a 'sticky' ...

IMAP to recognise managed accounts excellence

JAMIE WILLIAMSON  |  TUESDAY, 10 JUL 2018
... Mathews. The awards will be presented at an event in Sydney on 1 August. Award categories and finalists are as below: Licensees Managed Accounts Crystal Wealth Paradigm Group The Lunar Group Viridian Advisory WLM Financial Services Innovation Dynamic ...

Dover advisers turn orphans

JAMIE WILLIAMSON  |  FRIDAY, 6 JUL 2018
... than 30 days and they could no longer provide any new advice to clients. What followed was a warning from ASIC to other licensees of the extra due diligence that would be expected if they were to recruit former Dover advisers. According to Rainmaker's ...

Simple Fund 360 picks up AdviserLogic

HARRISON WORLEY  |  THURSDAY, 5 JUL 2018
... AdviserLogic on board," Lesh said. "AdviserLogic has a suite of software products built to assist financial advisers, licensees, brokers, corporate authorised representatives, software providers and AFSL holders to prosper." AdviserLogic chief executive ...

Cash is cash, APRA tells super funds

KANIKA SOOD  |  MONDAY, 2 JUL 2018
... characteristics necessary to be considered as cash or cash equivalent," the regulator said in a letter addressed to all RSE licensees. APRA's definition of cash identifies it as: cash on hand, demand deposits and cash equivalents that represent short ...

ASIC slams SMSF advice, flags further education reform

JAMIE WILLIAMSON  |  FRIDAY, 29 JUN 2018
... financial advice on setting up an SMSF that did not comply with the best interests duty or related obligations. Of the 102 licensees, 97 were found to have provided non-compliant advice. ASIC identified several limited AFSL holders and providers operating ...

FASEA yet to determine bridging courses

JAMIE WILLIAMSON  |  THURSDAY, 28 JUN 2018
... equivalency standards is due to close tomorrow. FASEA also announced it conducted four consultation forums in May, inviting licensees, educators and industry associations to share views on the draft standards. "The forums gave guidance on FASEA's role ...

New managing director at Paragem

KARREN VERGARA  |  MONDAY, 25 JUN 2018
... experience growing advice businesses make him the perfect fit to take Paragem forward. "More than ever, it is critical for licensees, advisers, platforms and technology providers to work hand-in-hand to create efficient and compliant business models," ...

Dover exit renews self-licensing calls

ALEX BURKE  |  MONDAY, 25 JUN 2018
... self-licensing regime. It's unclear at this stage where those 400 advisers will go, and ASIC has warned prospective licensees that they will need to "get audit reports and/or a reference from the licensee before Dover, and/or do other assessments of ...

MLC dealer group lead joins boutique

JAMIE WILLIAMSON  |  FRIDAY, 22 JUN 2018
... we help advisers build great client outcomes for their clients," Fitzpatricks chief executive John McMurdo said. Many licensees do not have the resources to invest in high quality coaching and mentoring services, but this is an area Fitzpatricks believes ...