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Showing 641 - 650 of 808 results for "Corporations Act"

Asian fund taps Dixon for cap raising

RUTH LIEW  |  FRIDAY, 19 JUN 2009
... placement will be targeted at professional investors and as such, will not require a disclosure document under the Corporations Act 2001, said the fund manager. According to AMF, the pricing of the shares has been set such that net proceeds for the issue ...

Admin savings for temporary residents

RUTH LIEW  |  TUESDAY, 9 JUN 2009
... super fund members alike. "We went in hard for this one," said Pauline Vamos, chief executive of ASFA. "Under the Corporations Act, funds are required to issue an exit statement to a member whose benefits are withdrawn from the fund. "We argued strongly ...

West Pymble adviser charged

ASIC RELEASE  |  WEDNESDAY, 22 APR 2009
... undertaking the business of advising about securities and of dealing in securities except as permitted by the Corporations Act. ASIC commenced contempt of court proceedings in the Supreme Court of New South Wales in November 2008 alleging that on 13 ...

Charged for no AFSL

ASIC RELEASE  |  TUESDAY, 14 APR 2009
... Ashley Sneddon, of Underwood, have appeared in the Southport Magistrates Court charged with offences under the Corporations Act 2001 (the Act). ASIC alleges, that between 13 October 2003 and 28 November 2005, the Lancer Group Pty Ltd carried on a business ...

ASIC bans Macquarie rumourmonger

MEDIA RELEASE  |  TUESDAY, 24 MAR 2009
... Macquarie Group and one of firm's products. The regulator banned Macphillamy after finding he did not comply with the Corporations Act when he spread rumours about the Macquarie Cash Management Trust and Macquarie Group. The investigation found Macphillamy ...

Storm subsidiary in liquidation

MEDIA RELEASE  |  FRIDAY, 20 MAR 2009
... and administration support from Storm and managed at least $41 million in client assets. "As required under the Corporations Act, we will be conducting investigations into the business affairs of Victorian Families, including reviewing the roles played ...

Pay to perform

MICHELLE BALTAZAR  |  THURSDAY, 19 MAR 2009
... excessive bonuses. Under legislative reforms announced yesterday, the Rudd Government will change a section of the Corporations Act to reflect that a company must get shareholder approval for any termination payments given to a departing executive if ...

Restrict 'adviser' term: AFA

MICHAEL HOBBS  |  THURSDAY, 19 MAR 2009
... to those that are regulated by the Australian Securities and Investments Commission (ASIC) and comply with the Corporations Act. "The problem at the moment is that anyone offering advice in the financial space including accountants, mortgage brokers ...

Seize the pay

MICHELLE BALTAZAR  |  TUESDAY, 17 MAR 2009
... shareholder value. Shareholders are currently powerless to block multi-million dollar termination payments because the Corporations Act states that shareholder approval is not required for termination payments up to as much as seven times the equivalent ...

Ex-director banned for 25 years

MEDIA RELEASE  |  MONDAY, 16 MAR 2009
... Stephen Geagea, and the eight companies within the SIH Group, were involved in a number of contraventions of the Corporations Act and ASIC Act including the operation of a financial services business without a licence. ASIC was also concerned that some ...