Search Results | Showing 641 - 650 of 12214 results for "ASI" |
| | | The Financial Advice Association Australia (FAAA) and four other professional bodies are urging the Australian Financial Complaints Authority (AFCA) to name and shame financial firms that fail to follow through on a determination as more than 60 have ... |
| | | | The chief of staff at IFM Investors has departed after nine months in the role. Amara Haqqani was appointed as IFM Investors' inaugural chief of staff in September 2024. At the time, IFM Investors said she would be "supporting cross-organisational collaboration ... |
| | | | ASIC is investigating Queensland financial services firm Australian Fiduciaries, which has $160 million of investor money, and seeks asset preservation orders and the appointment of receivers. ASIC believes that about 600 retail investors have invested ... |
| | | | ASIC has cancelled the AFSL of Financial Services Group Australia (FSGA), which has links to the Shield Master Fund and First Guardian Master Fund. FSGA's responsible manager (RM) Graham Holmes has also been permanently banned from working in the ... |
| | | | ASIC has launched another inquiry into the ASX, this time focusing on its overall governance, capability, risk management frameworks and practices. The inquiry will be led by a panel that will make recommendations to address any identified shortcomings ... |
| | | | ASIC chair Joe Longo has hailed the superannuation industry's $4.1 trillion war chest, which is larger than the ASX's total market capitalisation, as an impressive achievement. But for all its size and influence, Longo reinforced at the AmCham Regulator ... |
| | | | Private assets investment manager BFA Global Investors is expanding into Singapore as the firm looks to capitalise on growing institutional demand across Asia-Pacific markets. The move marks a significant milestone for the investment manager led by ... |
| | | | After nearly 20 years, Tim O'Sullivan, BlackRock's head of institutional client business, has decided to retire to pursue a family-founded startup venture. As of September, O'Sullivan will leave the financial services industry entirely ... |
| | | | A former financial adviser that redirected $14.8 million in client and family funds into a crypto scam has been banned for 10 years. Glenda Rogan of Wollongong and Sutherland Shire allegedly transferred at least $14.8 million of funds invested by clients ... |
| | | | Eighteen finfluencers have received warnings from ASIC for promoting high-risk products and providing unlicensed financial advice. The warnings were part of a Global Week of Action Against Unlawful Finfluencers, which saw ASIC participate in a coordinated ... |
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