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Showing 601 - 610 of 6692 results for "securities"

Sequoia FG revises profit expectations

JAMIE WILLIAMSON  |  MONDAY, 23 JAN 2023
... on," Sequoia said. In the equity markets division, which comprises the specialist investments business and Morrison Securities, Sequoia said that while Morrison Securities continues to win market share and grow, "the unanticipated reduction in marketing ...

Bloom raises $500k in seed funding

RACHEL ALEMBAKIS  |  FRIDAY, 20 JAN 2023
... NSW and Climate-KIC. The Ta'eeds also supported the pre-seed raise. Bloom's responsible entity is Melbourne Securities Corporation, while Cache Investment Management is the investment manager and administrator. It is set up as a managed investment ...

HUB24 inflows slow amid challenging market dynamics

ANDREW MCKEAN  |  TUESDAY, 17 JAN 2023
... advisers with access to data-driven insights and metrics for selected managed funds and more than 350 Australian listed securities," HUB24 said. "This additional capability complements HUB24's innovative managed portfolio stock substitution functionality ...

ASIC takes action against more greenwashing

RACHEL ALEMBAKIS  |  TUESDAY, 10 JAN 2023
... in relation to concerns about alleged false or misleading sustainability-related statements made to the Australian Securities Exchange (ASX) between 23 December 2021 and 8 September 2022. ASIC called BME out over statements in three ASX announcements ...

Former fund manager employee permanently banned

CHLOE WALKER  |  MONDAY, 9 JAN 2023
... on various dates between August 2018 to August 2021. Eight IP was the sub-manager of a fund portfolio held in linked securities trading accounts (managed accounts) to which Kim had access. ASIC alleged that between 2019 and 2021 Kim caused the securities ...

NZ sovereign wealth fund, Northern Trust extend relationship

CHLOE WALKER  |  TUESDAY, 20 DEC 2022
... Northern Trust will continue to provide the $58.7 billion super fund with global custody, compliance monitoring and securities lending services. Northern Trust Asset Management has separately provided investment management services to the sovereign wealth ...

Equity Trustees wins ClearLife mandate

ANDREW MCKEAN  |  THURSDAY, 15 DEC 2022
... fund, the ClearLife Capital Opportunities fund. The ClearLife Opportunities fund invests primarily in a portfolio of securities listed on the Australian and New Zealand stock exchanges - taking both long and short positions. The fund aims to deliver ...

Vanguard cops fine for greenwashing

RACHEL ALEMBAKIS  |  FRIDAY, 2 DEC 2022
... result in any adverse financial impact on investors, and at no time would any of the three funds have held different securities if it had tracked the misdescribed index." Vanguard has acknowledged the error and "fully cooperated" with ASIC. "Importantly ...

Marketing oversight must improve: ASIC

JAMIE WILLIAMSON  |  WEDNESDAY, 30 NOV 2022
... Stable Fund and Dent Sector Fund, both overseen by Equity Trustees; the Funding Investment Trust, of which Melbourne Securities Corporation is RE; the Maxiron Monthly Income Trust under Primary Securities; and the Eley Griffiths Group Emerging Companies ...

Goldman Sachs charged over ESG failures

JAMIE WILLIAMSON, RACHEL ALEMBAKIS  |  WEDNESDAY, 23 NOV 2022
... relation to ESG investing by the Trump Administration. In conduct stretching from April 2017 to February 2020, the Securities and Exchange Commission alleged Goldman Sachs had several failures in relation to two mutual funds and one separately managed ...