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Showing 551 - 560 of 6692 results for "securities"

ASX lays out five-year plan to restore trust

KARREN VERGARA  |  TUESDAY, 6 JUN 2023
The Australian Securities Exchange (ASX) is confident that it can restore stakeholders' trust and get its fundamentals and governance right as it lays out a five-year plan to rectify ongoing issues. ASX managing director and chief executive Helen ...

Collapsed trading house hit with charges

CHLOE WALKER  |  MONDAY, 5 JUN 2023
Two former directors of collapsed retail over-the-counter derivatives provider Berndale Capital Securities have been charged with dishonesty offences, including misusing over $1 million in company funds. Stavro D'Amore and Daniel Kirby are alleged to ...

Vanguard fined for defective account statements

KARREN VERGARA  |  MONDAY, 5 JUN 2023
... supervise the activities of each associated person that is reasonably designed to achieve compliance with applicable securities laws and regulations, and with applicable FINRA rules. A firm's duty of supervision includes the responsibility to reasonably ...

Macquarie AM wins manager of the year: ILAs

STAFF WRITER  |  FRIDAY, 2 JUN 2023
... ESG Betashares Betashares Global Sustainability Leaders ETF Property Australian Listed Pendal Group Pendal Property Securities Fund International Listed Bennelong Funds Management Quay Global Real Estate Fund Infrastructure Vanguard Investments Australia ...

Nanuk launches currency hedged unit class

ANDREW MCKEAN  |  WEDNESDAY, 31 MAY 2023
... mitigating direct foreign currency exposure that arises from holding international currency-denominated cash and equity securities. This is typically achieved by entering forward foreign exchange contracts for the fund's major currency exposures.

JPMorgan developing investment advice AI

ANDREW MCKEAN  |  TUESDAY, 30 MAY 2023
... envisioned IndexGPT will harness the power of "cloud computing software using artificial intelligence" to analyse and select securities that are tailored to the unique needs of customers, according to the trademark filing. While the investment bank declined ...

Challenger real estate arm price tag drops

KARREN VERGARA  |  MONDAY, 29 MAY 2023
... more details. As a result, Elanor will issue up to 24.8 million of its shares to Fidante, representing 16.7% of the securities it has on issue so that Challenger will have the largest ownership. Elanor said the transaction has a clawback mechanism in ...

MA Financial establishes Singapore office

CHLOE WALKER  |  FRIDAY, 26 MAY 2023
... with the Macquarie Group where he held multiple roles including heading the institutional sales desk for Macquarie Securities in Singapore, as well as country head for Macquarie in Malaysia. His early career involved research roles at Credit Suisse ...

Former industry execs launch analytics firm

JAMIE WILLIAMSON  |  THURSDAY, 25 MAY 2023
... All three bring significant experience in the institutional space. Braga is the former chief executive of BNP Paribas Securities Services in Australia and New Zealand and also held senior leadership roles with J.P. Morgan and Bankers Trust, while Williams ...

US default risk: Are credit default swaps signalling trouble?

ANDREW MCKEAN  |  WEDNESDAY, 17 MAY 2023
... not be raised by the x-date, he forecast the Federal Reserve to prioritise interest and principal payments on federal securities. Moreover, contingency plans are in place to deal with market disruptions in the event of an imminent default. Though, Abad ...