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Showing 601 - 610 of 3927 results for "November"

Residential mortgages will defy headwinds: Study

KARREN VERGARA  |  TUESDAY, 14 MAR 2023
... reads. The first mitigant is that arrears that are 90-plus days overdue for non-banks tracked at 37 basis points as at November 2022 - the lowest level in 15 years. Secondly, Foresight found that non-banks have "extremely low exposure to fixed-rate loans". ...

Court fines ANZ for dodgy introducer program

KARREN VERGARA  |  MONDAY, 13 MAR 2023
... home loan applications stemming from third parties who were not licensed to engage in credit activity. Further, between November 2015 to March 2018, ANZ was found not to have adequate processes in place in its program and failed to take reasonable steps ...

US fund manager sets up Sydney shop

JAMIE WILLIAMSON  |  THURSDAY, 9 MAR 2023
... manager has appointed Shaun Thomas to lead the office as principal, investor relations. He's been with the firm since November, having joined from Partners Group Australia where he managed distribution of its private markets strategies to private wealth ...

FPA and AFA set to merge

KARREN VERGARA  |  TUESDAY, 28 FEB 2023
... transitioning members. The transition is expected to complete by 1 July 2023. The FAA congress is expected to take place in November. "This is a historic day. We are coming together at a critical time, when we have a real opportunity to drive much-needed ...

Openmarkets secures chief financial officer

CASSANDRA BALDINI  |  TUESDAY, 28 FEB 2023
... the launch of its international equities trading solution and the appointment of chief operating officer Rob Forbes in November 2022. "As we pursue a significant B2B market opportunity in 2023 and assess long-term capital financing options in US listed ...

ASIC bans mortgage broker for eight years

KARREN VERGARA  |  MONDAY, 27 FEB 2023
... clients' superannuation accounts. Meanwhile, Sweeney was the sole director of Swinsure before being convicted of fraud last November.

Financial Circle director convicted, fined

CHLOE WALKER  |  TUESDAY, 21 FEB 2023
... and Equilibrium FS - that were both closed down. Financial Circle's AFSL and credit licences were cancelled by in November 2018 after it was fined $9 million. The fine followed the firm being found to be only offering personal loans to consumers ...

ASIC permanently bans former advisers

CHLOE WALKER  |  TUESDAY, 14 FEB 2023
... $35,000 from his client's superannuation accounts. The sentence follows an ASIC investigation which found that between November 2018 and July 2019, Goel stole the superannuation details of First Nations consumers, before submitting falsified benefit ...

Pengana offloads Lizard Investors stake

CHLOE WALKER  |  FRIDAY, 10 FEB 2023
... management buyout led by Lizard chief investment officer and portfolio manager Jon Moog. Pengana acquired the stake in November 2019. At the time, the two firms already had a joint venture in place whereby Lizard sub-advised the Pengana Global Small ...

Assets under custody stagnant: Data

CASSANDRA BALDINI  |  FRIDAY, 10 FEB 2023
... Street took a 4.8% hit, decreasing its assets to $595.6 billion, while NAB saw a small climb of 0.4% to $511.4 billion. In November 2022, NAB confirmed it would close its asset servicing business, citing continued mandate losses. The largest drop came ...