Newspaper icon
The latest issue of Financial Standard now available as an e-newspaper
READ NOW

Search Results

Showing 581 - 590 of 3927 results for "November"

Adviser registration extended to October

KARREN VERGARA  |  WEDNESDAY, 31 MAY 2023
... licensee's related body corporate. Advisers were originally required to register by 1 January 2023. However, last November ASIC delayed registration until 1 July 2023 to allow certain improvements to be made to the Stage 1 registration requiremen ...

Melissa Caddick declared dead by coroner

JAMIE WILLIAMSON  |  FRIDAY, 26 MAY 2023
... delivered by the NSW Coroner yesterday, though the nature of her demise could not be confirmed. Caddick went missing in November 2020 following a raid on her home by ASIC in relation an alleged Ponzi scheme she had been running for some time. In all ...

David Lane to leave Perpetual

CASSANDRA BALDINI  |  TUESDAY, 23 MAY 2023
... Lane has revoked his decision to lead the firm's US asset management business due to personal and family reasons. In November, Perpetual revealed notional changes to its executive committee ahead of its Pendal Group acquisition, which has since been ...

Poor policy administration sees MLC Life pay $22m

JAMIE WILLIAMSON  |  FRIDAY, 19 MAY 2023
... it was found guilty of several breaches of the ASIC Act, the Corporations Act, and the Insurance Contracts Act between November 2015 and October 2018. At the time, MLC provided income protection cover through policies that contained a term under which ...

AustralianSuper mistake spurs call for regulatory intervention

ANDREW MCKEAN  |  MONDAY, 15 MAY 2023
... partner Jonathan Steffanoni noted that the "Protecting Your Super" reforms introduced a default account stapling law in November 2021. This law is likely to reduce unintentional duplicate accounts in the future, he said. Steffanoni also urged caution ...

Another round of consultation for veteran super taxation

JAMIE WILLIAMSON  |  TUESDAY, 9 MAY 2023
... draft regulations related to the Douglas decision, adding to the regulations introduced to parliament late last year. In November 2022, the government introduced legislation aimed at ensuring no veteran pays higher income taxes as a result of the Federal ...

Courtenay House affiliate faces prison

CHLOE WALKER  |  TUESDAY, 9 MAY 2023
... community service. Papoulias pleaded guilty to one charge of carrying on an unlicensed financial services business between November 2016 and April 2017, and one charge of dealing in the proceeds of crime worth $100,000 or more. The court deemed him to ...

ASX expands partnership program criteria

KARREN VERGARA  |  WEDNESDAY, 3 MAY 2023
... combined efforts of many stakeholders to achieve the best outcome for the market. Despite the setback announced last November, Lofthouse said "good progress is being made on the CHESS Replacement solution design" and requests for proposals were recently ...

Brookvine folds into ASX-listed multi-boutique

KARREN VERGARA  |  FRIDAY, 14 APR 2023
... future growth of the Brookvine business," Switzer said. Contango officially rebranded to Associate Global Partners in November 2022 and changed its ticker to APL. The board said it was inspired to change the name as it reflects the company's goal ...

Finfluencer barred from running online advice business

CHLOE WALKER  |  FRIDAY, 14 APR 2023
... contravened s911A of the Corporations Act by carrying on an unlicensed financial service business between March 2020 and November 2021. During the time of misconduct, Scholz was found to have posted Instagram stories about particular companies which ...