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Showing 41 - 50 of 337 results for "Potter"

IMAP names annual award winners

JAMIE WILLIAMSON  |  MONDAY, 28 AUG 2023
... Sector Asset, Multi Asset Class, ESG, Innovation, Licensee category and the new Boutique Licensee category," IMAP chair Toby Potter said. "In particular, the strength of the Licensee Category and Boutique Licensee Category recognise the breadth of use ...

AUSTRAC drops action after Bell FG audit

CASSANDRA BALDINI  |  FRIDAY, 30 JUN 2023
... following an audit of its financial crime law compliance. Last February, AUSTRAC ordered an external auditor assess Bell Potter Securities, Bell Potter Capital and Third Party Platform regarding the entities' compliance with anti-money laundering ...

Banned adviser told to stay put

CHLOE WALKER  |  FRIDAY, 16 JUN 2023
... investigate his conduct. Prior to Shaw and Partners, Ridgway spent close to 12 years as a senior client adviser at Bell Potter Securities.

Tyndall launches Aussie small cap fund

JAMIE WILLIAMSON  |  THURSDAY, 18 MAY 2023
... a clear gap for us to participate and for their combined talents to shine," Tyndall AM head of Australian equities Brad Potter said. The fund invests in between 25 and 70 Australian small cap companies and seeks to provide consistent risk-adjusted returns ...

Former Shaw and Partners adviser banned

JAMIE WILLIAMSON  |  THURSDAY, 13 APR 2023
... In all, he had been an adviser for about 20 years. Prior to joining Shaw and Partners in October 2013, he was with Bell Potter Securities for close to 12 years. Ridgway can challenge the ban via the Administrative Appeals Tribunal.

Managed accounts achieve record inflows: IMAP

CHLOE WALKER  |  TUESDAY, 28 MAR 2023
... managed accounts FUM Census. The census also recorded over $10 billion of inflows for managed accounts, which IMAP chair Toby Potter said demonstrates the robustness of the market. "Inflows of over $10 billionn in the past six months demonstrate that ...

Airlie founder to step down, successor named

KARREN VERGARA  |  TUESDAY, 7 MAR 2023
... Funds Manager Foundation for his contribution to the local funds management industry. He also held roles in equity sales at Potter Warburg Securities and was a researcher at the Liberal Party of Australia. Sevior said: "I am immensely proud of what Airlie ...

Financial services leaders recognised: 2023 Australia Day Honours

ANDREW MCKEAN  |  FRIDAY, 27 JAN 2023
... appointed as a Member of the Order for significant service to the business sector, to education and the community. Bell Potter founder Colin Bell was posthumously awarded the Medal of the Order of Australia for service to the financial services sector. ...

Apex Group wins Laguna Bay mandate

CHLOE WALKER  |  FRIDAY, 16 SEP 2022
... investments in targeted regions across Australia and New Zealand. Apex Group head of business development Australia David Potter said: "We are pleased to announce our appointment to provide fund administration services to Laguna Bay's new fund as ...

GSFM names key account manager

CASSANDRA BALDINI  |  MONDAY, 12 SEP 2022
... that, he was an institutional account manager at Ellerston Capital and has also worked in private client roles at Bell Potter Securities, and Patersons Securities. His career began at Morgan Stanley where he was an institutional equities trader. GSFM ...