Newspaper icon
The latest issue of Financial Standard now available as an e-newspaper
READ NOW

Search Results

Showing 41 - 42 of 42 results for "Hawking"

Advisors in Australia must hold license: ASIC

... Turton, ASIC Director of Enforcement. 'Recent reforms to the Corporations Act place restrictions on cold-calling and the hawking of securities. ASIC will take action against any Australian company whose conduct fails to comply with Australian laws' ...

ASIC takes legal action against company for cold calling investors

... represented itself as an Australian-based brokerage firm, promoting shares in US-backed companies by way of cold calling and hawking to investors in New Zealand and the United Kingdom. ASIC had also obtained orders in the Supreme Court of New South Wales ...
PAGE:
5