Search Results | Showing 41 - 50 of 945 results for "Federal Court" |
| | | The Federal Court has ordered licensee RM Capital to pay a $575,000 penalty and its authorised representative SMSF Club to pay $350,000 over conflicted remuneration breaches. The penalties follow ASIC succeeding in its case against RM Capital in 2024 ... |
| | | | The Federal Court has appointed receivers for the assets of First Mutual Private Equity (FMPE) and its sole director Gregory Raymond Cotton over allegations investor funds were gambled. Robert Woods and Salvatore Algeri of Deloitte SRT have been appointed ... |
| | | | ... statutory duties to an estimated 100,000 clients. The AMP commissions and insurance class action was commenced in the Federal Court of Victoria against AMP Financial Planning (AMPFP), Charter Financial Planning (Charter), Hillross Financial Services ... |
| | | | ... contributed to the companies' failures and that a disqualification is justified. It is seeking an order from the Federal Court to disqualify Catsoulis from managing corporations. |
| | | | ... role in the collapse of the First Guardian Master Fund, in which $300 million of member money was invested. In the Federal Court, ASIC put forth several allegations, starting with Diversa failing to conduct adequate due diligence before allowing its ... |
| | | | ... the Shield Master Fund, has proposed an interim distribution to unitholders that will need to be approved by the Federal Court. The equities are currently held through a custodian via an account with Bell Potter Securities. "The five investment classes ... |
| | | | ... allegedly, among other things, transferring more than $500,000 from their frozen accounts. ASIC has notified the Federal Court that it suspects the Gold Coast-based husband and wife duo, David McWilliams and Laura Fullarton who ran the ALAMMC Group ... |
| | | | ... circumstances." Due to MWL being in administration, ASIC said its application to make these allegations is subject to the Federal Court's approval or consent of administrators. If allowed to proceed, ASIC will seek declarations and civil penalties against ... |
| | | | ... with CBA, CBA will be responsible for paying the agreed settlement. The settlement is subject to acceptance by the Federal Court of Australia. "On 1 December 2021, CBA completed the sale of a 55% interest in CFSIL to KKR. On 15 March 2021, the Federal ... |
| | | | Following a Federal Court hearing, freeze orders against Gregory Raymond Cotton and First Mutual Private Equity (FMPE) have been maintained. The orders were first imposed on August 15 after concerns were raised regarding funds raised from around 400 ... |
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