Search Results | Showing 581 - 590 of 833 results for "Corporations Act" |
| | | ... agents by July 1, 2014. The FPA asked for more clarity on the definition of advice in the TASA legislation as "the Corporations Act defines personal advice, general advice, and factual information but the TASA definition of tax (financial) advice service ... |
| | | | ... the ASIC Market Integrity Rules (ASX Market) 2010 (MIR 5.9.1), and thereby contravened section 798H(1) of the Corporations Act (Cth) 2001 (Corporations Act) which requires compliance with the market integrity rules. UBS had in place filter parameters ... |
| | | | ... Superannuation Legislation Amendment (Service Providers and Other Governance Measures) Bill 2013. The bill amends the Corporations Act 2001 in certain key areas. These include over-riding any provisions in a super fund's governing rules that requires ... |
| | | | ... establishment of self-managed super funds (SMSF) without the need for an AFS licence under an exception in the Corporations Act 2001. But as part of the Future of Financial Advice (FoFA) reforms, this exemption will cease to apply on July 1, 2016, and ... |
| | | | ... the nature of the funds and how they are to be dealt with to ensure consistency with the obligations under the Corporations Act 2001. The Administrators will continue to work with the Authorised Representatives with respect to their transition to new ... |
| | | | ... investment fundraisers, managing an estimated $7 billion in funds. The current exemptions from elements of the Corporations Act are intended to make it easier for investors wishing to invest in charities, on the grounds that for some investors financial ... |
| | | | ... November 2012 and in March this year, government introduced legislation for "financial planner / adviser". Under the Corporations Act 2001, there are no rules against people calling themselves "financial planners" irrespective of their training, competence ... |
| | | | ... group collapsed. ASIC accused Carey and Rundle, both from Perth, of breaching their duties as officers under the Corporations Act in light of events surrounding the collapse of the property investment brand. Charges of signing off deeds, which dishonestly ... |
| | | | ... Prior said that this is a result of the 'two-strikes' rule, which came into effect on July 1, 2011 under the Corporations Act that was designed to hold directors accountable for executives salaries and bonuses. The 'two-strikes' rule allows shareholders ... |
| | | | ... July 1, it will also be mandatory for new members to have an approved degree qualification. Previously under the Corporations Act 2001, there was no constraint on individuals calling themselves "Financial Planners" irrespective of their training, competence ... |
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