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Showing 571 - 580 of 1812 results for "Regulation 2014"

Pendal builds global executive lineup

KANIKA SOOD  |  TUESDAY, 4 SEP 2018
Pendal Group has appointed a new global chief risk officer, replacing the interim C-level executive who has filled the role since November last year. Bindesh Savjani is joining Pendal Group's global executive committee after a two-decade-long career ...

Former Mercer director joins MGP

JAMIE WILLIAMSON  |  MONDAY, 3 SEP 2018
Managed Account Holdings has added a superannuation law expert to its board as it gears up to acquire an existing Registrable Superannuation Entity. Most recently the director of Mercer's boutique legal practice Mercer Legal, Pamela McAlister has ...

Confidence remains in face of regulatory headwinds

JAMIE WILLIAMSON  |  FRIDAY, 31 AUG 2018
... Australia, the European Union's (EU) Markets in Financial Instruments Directive (MiFID II) and General Data Protection Regulation (GDPR) have impacted firm's capabilities in recent times. This is in addition to wider geopolitical uncertainty, RBC said. ...

Vamos departs Regnan

JAMIE WILLIAMSON  |  WEDNESDAY, 29 AUG 2018
... Australia, a position she occupied from 2007 to 2016. She has also previously been a director, financial services regulation - licensing and business operations at ASIC, head of legal and compliance at Tower Life and an insurance litigator with Phillips ...

Hedge fund industry body promotes Aussie talent

KANIKA SOOD  |  FRIDAY, 24 AUG 2018
An AMP Capital head has been promoted to chair the Australian board of a global industry body that represents more than $2 trillion of hedge fund or private credit assets. Alternative Investment Management Association's Australian board will now ...

Discriminatory bank regulation hits super savings

JAMIE WILLIAMSON  |  WEDNESDAY, 22 AUG 2018
The interest rate paid by banks on short-term deposits in superannuation fund accounts is significantly lower than similar deposits made by SMSFs, and new research estimates as much as $1 billion is being lost in potential retirement savings. According ...

AI to transform financial services: Deloitte

HARRISON WORLEY  |  TUESDAY, 21 AUG 2018
Artificial intelligence (AI) is set to transform the realities of financial institutions, according to a new research report. According to Deloitte and the World Economic Forum, AI will radically change front and back-office operations, and create major ...

ASIC defends enforceable undertakings at Royal Commission

KANIKA SOOD  |  FRIDAY, 17 AUG 2018
ASIC's favourite method of tackling misconduct came under fire as the Royal Commission capped off its round of superannuation hearings on Friday. First up was Tim Mullaly, a senior executive leader in ASIC's financial services enforcement division. ...

Productivity Commission proposes more changes to financial advice

KARREN VERGARA  |  MONDAY, 6 AUG 2018
The financial advice industry is bracing itself for more proposed changes to approved product lists (APLs), remuneration and terminology following the Productivity Commission's inquiry into the state of competition in Australia's financial system. ...

Industry bodies respond to RG97 review

KARREN VERGARA  |  THURSDAY, 26 JUL 2018
Several industry bodies have welcomed the recommendations aiming to overhaul fee and cost disclosure practices of superannuation funds and managed investments under Regulatory Guide 97. Darren McShane, appointed by ASIC to spearhead the independent ...