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Showing 551 - 560 of 1798 results for "Regulation 2014"

Advice industry in hot water

JAMIE WILLIAMSON  |  FRIDAY, 28 SEP 2018
Dishonesty and greed were the key themes that underscored the Royal Commission's hearing into financial advice, Commissioner Kenneth Hayne has said. Releasing his interim report today, Hayne has said of the misconduct within Australia's major ...

Labor proposes RC implementation task force

KANIKA SOOD  |  FRIDAY, 28 SEP 2018
If Labor comes to power, it will set up a dedicated task force to implement the Royal Commission's final recommendations due next year. Responding to the interim report, acting opposition leader Tanya Plibersek told a media conference in Sydney ...

ASIC extends relief to foreign financial services firms

KARREN VERGARA  |  MONDAY, 24 SEP 2018
ASIC will allow foreign companies that provide financial services to Australian wholesale clients to continue without the need of an AFSL until 30 September 2019. The corporate regulator announced in June it was proposing a modified licensing regime ...

Kell resigns from ASIC

JAMIE WILLIAMSON  |  WEDNESDAY, 19 SEP 2018
ASIC deputy chair Peter Kell is resigning after seven years in the role. Treasurer Josh Frydenberg said Kell's experience and understanding of corporate regulation has been appreciated by successive governments as well as members of ASIC. Kell joined ...

University students to run hedge fund

KANIKA SOOD  |  MONDAY, 17 SEP 2018
An industry-backed hedge fund has launched at the University of New South Wales, where students will run a concentrated long-short portfolio of ASX 300 stocks with ESG filters. Alternative Investment Management Association (AIMA) general manager Michael ...

No time for complacency: AIST

KARREN VERGARA  |  WEDNESDAY, 5 SEP 2018
Not-for-profit funds have been vindicated by the Royal Commission's "damning" preliminary findings into the retail super sector but can't afford to be complacent, according to the Australian Institute of Superannuation Trustees. Kicking off ...

Pendal builds global executive lineup

KANIKA SOOD  |  TUESDAY, 4 SEP 2018
Pendal Group has appointed a new global chief risk officer, replacing the interim C-level executive who has filled the role since November last year. Bindesh Savjani is joining Pendal Group's global executive committee after a two-decade-long career ...

Former Mercer director joins MGP

JAMIE WILLIAMSON  |  MONDAY, 3 SEP 2018
Managed Account Holdings has added a superannuation law expert to its board as it gears up to acquire an existing Registrable Superannuation Entity. Most recently the director of Mercer's boutique legal practice Mercer Legal, Pamela McAlister has ...

Confidence remains in face of regulatory headwinds

JAMIE WILLIAMSON  |  FRIDAY, 31 AUG 2018
... Australia, the European Union's (EU) Markets in Financial Instruments Directive (MiFID II) and General Data Protection Regulation (GDPR) have impacted firm's capabilities in recent times. This is in addition to wider geopolitical uncertainty, RBC said. ...

Vamos departs Regnan

JAMIE WILLIAMSON  |  WEDNESDAY, 29 AUG 2018
... Australia, a position she occupied from 2007 to 2016. She has also previously been a director, financial services regulation - licensing and business operations at ASIC, head of legal and compliance at Tower Life and an insurance litigator with Phillips ...