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Showing 551 - 560 of 2477 results for "James"

FPA award finalists named

JAMIE WILLIAMSON  |  THURSDAY, 4 OCT 2018
... November. Vying for the title of FPA Certified Financial Planner Professional of the Year is Michael Carmody of Viva Wealth; James McFall of Yield Financial Planning; and VISIS Private Wealth's Chris Smith. Meanwhile, Eureka Whittaker Macnaught, VISIS ...

Frydenberg slams financial sector greed

KARREN VERGARA  |  FRIDAY, 28 SEP 2018
... ASIC was recently given a $70 million funding boost and second deputy chair in Daniel Crennan. Together with ASIC chair James Shipton, Frydenberg said they are working on a turnaround strategy on enforcement and compliance. What is not clear from the ...

Hayne admonishes ASIC

KARREN VERGARA  |  FRIDAY, 28 SEP 2018
... services legislation, the premise is more likely to be that the conduct will be harmful to the economy generally." ASIC chair James Shipton responded to the interim report in a statement stating ASIC welcomed the report and acknowledged the Commission's ...

ASIC slams unacceptable reporting breaches

KARREN VERGARA  |  WEDNESDAY, 26 SEP 2018
... all the financial groups, consumers due to be compensated were out of pocket for almost six years (2145 days). ASIC chair James Shipton said the findings are a "sad indictment on the financial services industry." Many of the breach reporting and consumers ...

Don't use multiple SMSFs to dodge tax: ATO

KANIKA SOOD  |  FRIDAY, 21 SEP 2018
... trustees are using multiple SMSFs to manipulate tax outcomes, Australian Taxation Office deputy commissioner superannuation James O'Halloran said in his speech to the National SMSF Conference in Melbourne. The ATO believes 13,600 trustees have more than ...

Boutique executes buyout, rebrands

KANIKA SOOD  |  FRIDAY, 21 SEP 2018
... remain the same: Mead, Selby-Smith, Padowitz (the three principals) and Wingate Group director of corporate development James Brest. Mead joined as the chief executive in September, 2016 from a London-based investment firm where he was a founding partner. ...

Powerwrap appoints head of operations

JAMIE WILLIAMSON  |  THURSDAY, 20 SEP 2018
... capabilities that Powerwrap provides its clients," he said. Hartnett will report directly to Powerwrap chief operating officer James Edmonds. Powerwrap has been steadily building out its leadership team, having added head of sales Wes Gillett, chief ...

Natixis consolidates, appoints executives

KANIKA SOOD  |  MONDAY, 17 SEP 2018
... services, and multi-asset multi-affiliate investments. Former Aberdeen Standard global head of strategic client solutions James Hughes will head the new business. The deputy head will be Claire Martinetto, former project leader of the solutions initiative ...

Firetrail to launch $305m IPO

KANIKA SOOD  |  THURSDAY, 13 SEP 2018
... Pinnacle Investment Management in May. The boutique's investment team is led by Patrick Hodgens, Blake Henricks and James Miller, who ran Maquarie's market neutral fund. The investment team and their associates will take up at least 500,000 shares ...

Former MyPlanner adviser fails best interests test

JAMIE WILLIAMSON  |  WEDNESDAY, 5 SEP 2018
... from a former MyPlanner financial adviser for failing to act in the best interests of his clients. Wollongong-based adviser James Phillip Allen is prohibited from providing financial services for a period of three years after a review by ASIC of client ...