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Showing 551 - 560 of 1678 results for "Breach"

New heatmap shames trustees

KARREN VERGARA | FRIDAY, 18 DEC 2020

The same underperforming and costly MySuper products APRA named and shamed last year have failed members again in the latest iteration of the heatmaps. APRA is taking action on 10 MySuper products overseen by eight trustees. It will issue notices for ...

What you read in 2020

JAMIE WILLIAMSON | FRIDAY, 18 DEC 2020

As we farewell a year that many will be glad to see the back of, check out Financial Standard 's most read stories for 2020. The COVID-19 pandemic underscores the majority of this year's most widely read stories, as unprecedented shutdowns and ...

FS team picks: The top stories for 2020

ELIZABETH MCARTHUR, KANIKA SOOD | THURSDAY, 17 DEC 2020

Of the almost 3500 stories penned this year, these are the stories the Financial Standard team feels defined 2020. The Financial Standard editorial team has written 3484 stories so far in 2020. It wasn't always easy either. Like most of you, we ...

ASIC takes action on Union Standard

KARREN VERGARA | TUESDAY, 15 DEC 2020

ASIC has commenced civil penalty proceedings against brokerage firm Union Standard International Group and its affiliates. The corporate regulator has taken action against the Sydney-based retail over-the-counter derivatives issuer and its former corporate ...

Commonwealth Super awards mandate for new strategy

ELIZABETH MCARTHUR | MONDAY, 14 DEC 2020

... exclusion policy and in line with Osmosis' ethical exclusion list, which includes tobacco and all companies that are in breach of the UN Global Compact Principles.

Clive Palmer ramps up calls for Shipton's head

ELIZABETH MCARTHUR | FRIDAY, 11 DEC 2020

Controversial businessman and leader of the United Australia Party Clive Palmer has mounted an advertising campaign calling for ASIC chair James Shipton to resign. Palmer took out full-page ads in several state and national newspapers with the copy ...

Government to wind up FASEA

KARREN VERGARA | WEDNESDAY, 9 DEC 2020

The Financial Adviser Standards and Ethics Authority will be made redundant as two government bodies take over its remit. Assistant Minister for Superannuation, Financial Services and Financial Technology, Senator Jane Hume announced on December 9 that ...

ASIC takes iSignthis to court

ANNABELLE DICKSON | TUESDAY, 8 DEC 2020

ASIC alleges iSignthis breached the Corporations Act by failing to disclose material information in relation to three integration arrangements and failing to tell the ASX that VISA terminated its relationship over suspicious transactions. The corporate ...

Director charged with dishonest conduct

ANNABELLE DICKSON | FRIDAY, 4 DEC 2020

The Melbourne Magistrates Court has charged a man with seven counts of dishonest conduct following a referral from the Australian Securities and Investments Commission (ASIC). In addition to the seven counts, Mudasir Mohammed Naseeruddin as also charged ...

Westpac enters into court enforceable undertaking

ANNABELLE DICKSON | THURSDAY, 3 DEC 2020

Following the Australian Prudential Regulation Authority's (APRA) review into Westpac's risk governance, both parties have agreed to a court enforceable undertaking (CEU). The CEU requires Westpac to develop an integrated plan that incorporates ...

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Global X awards mandate for ETF business

ELIZA BAVIN | 12:33PM

Global X has awarded a new custody and administration mandate for its Australian ETF business.

Bell Asset Management launches small-caps fund

KARREN VERGARA | 11:56AM

Bell Asset Management has formally launched its Australian Small Companies Fund, which is run by former Tyndall Asset Management portfolio managers.

Former Australian Ethical finance chief lands new gig

MATTHEW WAI | 11:09AM

The former chief financial officer of the ethical investment manager has joined a local finance company after wrapping up his tenure at AUB Group.

MySuper assets pursue $1.5tn Choice sector

KARREN VERGARA | 12:20PM

MySuper assets are fast catching up to the $1.5 trillion Choice sector, hitting nearly $1.2 trillion in the March quarter.

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