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Showing 541 - 550 of 892 results for "Banned"

ASIC bans former Macquarie adviser for market manipulation

ALEX BURKE  |  FRIDAY, 18 DEC 2015
ASIC has banned a former Macquarie Equities accredited derivatives adviser for market manipulation. Working with a former Credit Suisse employee, Tony Davidof manipulated the price of MINI derivatives via sequential buy and sell trades after both pre-arranging ...

ASIC consults on LIF powers

DARREN SNYDER  |  TUESDAY, 15 DEC 2015
... organisation." It also calls for a review of "the actual impact and costs to consumers; should commissions be reduced or banned, therefore seeing consumers having to pay fees and premiums," as well as consumers "that may be required to source their protection ...

ASIC bans NAB-aligned adviser

DARREN SNYDER  |  TUESDAY, 15 DEC 2015
A financial adviser linked with National Australia Bank (NAB) owned Meritum Financial Group has been banned for six years by the Australian Securities and Investments Commission (ASIC). NAB has welcomed ASIC's action against Mark Tidbury after the bank ...

Third SMSF auditor banned

DARREN SNYDER  |  THURSDAY, 3 DEC 2015
... such as disqualification or suspension of their registration. Earlier this week Abe Samuel and Manoj Abichandani were also banned from being SMSF auditors.

ASIC bans another SMSF auditor

ALEX BURKE  |  WEDNESDAY, 2 DEC 2015
ASIC has permanently banned an auditor from providing services to self-managed superannuation funds. Based in Sydney, Abe Samuel was found to have breached independence requirements by the regulator, specifically by auditing a fund of which he was a ...

OPINION: Super is Murray's big rock

ANDREW BRAGG  |  WEDNESDAY, 18 NOV 2015
... subject to competition. With the average super fund member charged 1.10% in fees, there are dozens of MySuper funds which are banned from competition. The incumbent default funds - 88% of which are industry super funds - will have to work harder for ...

Banks to follow NAB's life insurance exit

ALEX BURKE  |  FRIDAY, 13 NOV 2015
... Framework (LIF) proposals, which he described as a "pragmatic compromise between the views of those who want commissions banned completely and those who see no reason for change." Rice said the LIF's impact on the industry will be "significant," predicting ...

ASIC bans SMSF adviser

ALEX BURKE  |  MONDAY, 9 NOV 2015
ASIC has permanently banned a former self-managed superannuation fund adviser. Marion Joan Pearson, who provided SMSF advice to clients from November 2007 to October 2013, now resides in New Zealand. She is the sole director of and shareholder in Colisa ...

Property spruiker banned for providing unlawful advice

MARK SMITH  |  TUESDAY, 20 OCT 2015
The Supreme Court of NSW has restrained a property business for providing unlawful advice to clients who wanted to purchase investment properties through an SMSF. The judge found that Park Trent Properties Group had been unlawfully carrying on a financial ...

ASIC bans former Westpac-aligned adviser

ALEX BURKE  |  FRIDAY, 16 OCT 2015
ASIC has permanently banned an adviser formerly with a Westpac-aligned licensee. Amanda Ritchie was an authorised representative of Magnitude Group, a Westpac subsidiary, from February 2013 to August 2014. Westpac terminated her employment in August ...