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Showing 541 - 550 of 1306 results for "Audit"

ASIC cans advice business AFSL

JAMIE WILLIAMSON  |  TUESDAY, 18 DEC 2018
A boutique financial advice business has had its AFSL cancelled for failing to adequately manage conflicts of interest after clients were advised to invest their superannuation in the practice. ASIC has cancelled the AFSL of Evermore Money Management ...

Industry fund hires group executive

KANIKA SOOD  |  WEDNESDAY, 5 DEC 2018
... team will work on several areas: financial strategy and management; accounting services; company secretariat and legal; audit and risk management; and compliance. Kyle most recently worked on MLC Life's separation from NAB and established their first-line ...

APRA grilled over superannuation

KANIKA SOOD  |  FRIDAY, 30 NOV 2018
... Michael Hodge asked of Byres. Hodge said it was the same issue with CBA - the framework and policies looked good but the audit and compliance functions were not alerting or raising issues up. How NAB/MLC's fee for no service breach was discovered Tendering ...

CBA board ignored key issues in deciding executive pay

KANIKA SOOD  |  WEDNESDAY, 21 NOV 2018
... components. In deciding the variable pay, the board's remuneration committee received inputs from the chief risk office, the audit committee and the chief executive. Taking the stand at the 62nd day of the Royal Commission's hearings, Commonwealth Bank's ...

Super fund apologises for admin error

KARREN VERGARA  |  MONDAY, 19 NOV 2018
An $80 billion superannuation fund admitted on Friday to an administrative error affecting 346 of its members. Following QSuper's investigation of more than 226,000 current and former defined benefit accounts, it was found that 246 members were ...

Global asset managers sign responsible firearms framework

DARREN SNYDER  |  THURSDAY, 15 NOV 2018
... employees to better recognise and effectively monitor irregularities at the point of sale, to record all firearm sales, to audit firearms inventory on a regular basis, and to proactively assist law enforcement. Principle 5 : Participants in the civilian ...

Former Cbus executive joins Tasplan board

DARREN SNYDER  |  WEDNESDAY, 14 NOV 2018
... Association of Tasmania and her appointment is skills-based. Donohue is currently a director of the Infrastructure Victoria Audit and Risk Committee. She has extensive not-for-profit and government-related board and committee experience, including as ...

Practifi continues growth trajectory

JAMIE WILLIAMSON  |  TUESDAY, 6 NOV 2018
... of this partnership will be the development of an integration that allows Practifi users to have the power to seamlessly audit Statements of Advice at their fingertips," he added. In addition, the integration will make TIQK's data insights available ...

Advice firm hires for increasing regulatory environment

KANIKA SOOD  |  TUESDAY, 6 NOV 2018
... Zealand and of South African Institute of Chartered Accountants, the association said. She has over 11 years of experience in audit, primarily with Grant Thornton South Africa, working with small companies to large privately owned companies and listed ...

More SMSF auditors disqualified

DARREN SNYDER  |  TUESDAY, 30 OCT 2018
... in the five years ending June 30. ASIC said it has deregistered, suspended or imposed conditions on 101 SMSF auditors for audit quality and independence issues, or on fit and proper person criteria, since the registration of SMSF auditors began in 20 ...