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Showing 531 - 540 of 3288 results for "Via"

Licensees flout breach reporting regime: ASIC

KARREN VERGARA  |  WEDNESDAY, 1 NOV 2023
... licensees may not have in place the systems and processes required to detect and report breaches. Most breaches were identified via staff or business unit reports (56%), followed by internal compliance (15%), and customer complaints or internal dispute ...

Power50: Most influential advisers named

STAFF WRITER  |  MONDAY, 30 OCT 2023
... plucked from a shortlist of 119 names. When the Power50 began, it was focused on the financial advisers making their mark via social media. And while the list has evolved over the years, interestingly much of our 2023 list secured their spot due to their ...

MEDIQ expands presence via merger

JAMIE WILLIAMSON  |  WEDNESDAY, 25 OCT 2023
A Sydney-based advice firm will merge with MEDIQ Financial Services, as the latter sets in motion a plan to take on every major city. Merging with MEDIQ is Omega Financial Solutions and Omega Accounting Solutions, having signed a definitive agreement ...

CrowdProperty opens to retail investors

CHLOE WALKER  |  MONDAY, 23 OCT 2023
... in Australia since 2021, matches investor capital with developers of small to medium-sized residential property properties via its platform. CrowdProperty Australia chief executive David Ingram said the benefit of the platform is that investors - ranging ...

ASIC bans former PwC partner over tax scandal

CASSANDRA BALDINI  |  MONDAY, 23 OCT 2023
... perform any function involved in the carrying on of a financial services business. Collins has the right to appeal its decision via Administrative Appeals Tribunal. The ban coincided with PwC publishing a suite of documents that aim to address the firm's ...

Three actively managed funds shutter

KARREN VERGARA  |  FRIDAY, 20 OCT 2023
... Australian Share Fund began the wind-up process on October 12. It also strived to outperform the S&P/ASX 300 Accumulation Index via a long-short investment strategy and aimed to achieve capital growth and tax-effective income from franking credits. "We ...

Renato Mota to leave Insignia Financial

JAMIE WILLIAMSON  |  FRIDAY, 20 OCT 2023
... plans to transform the advice business, consolidating all self-employed licensees into one brand to be owned by the advisers via a new equity model, while Godrey Pembroke was to be completely divested and a buyer sought for Millennium3. In August, further ...

Payday super a seismic change for the industry: ART

CHLOE WALKER  |  THURSDAY, 19 OCT 2023
... away." "If you've got a payroll process in place now where you capture your new employees on paper, and you pay super quarterly via a third-party portal, or worse still, you pay super quarterly via multiple third-party portals or different funds, and ...

New advice firm hits Melbourne

CHLOE WALKER  |  WEDNESDAY, 18 OCT 2023
... a first-class user experience, goals-based advice, and an affordable fee model. "Clients will have their own client portal via myprosperity with live investment and bank data feeds," he said. "The portal provides visibility for clients so that they can ...

KeyInvest, Mantis Funds launch investment bond offering

CHLOE WALKER  |  WEDNESDAY, 18 OCT 2023
... Life Events Bond and underlying funds. Meantime, KeyInvest will work with Mantis to increase access to alternative strategies via its integrated distribution and operations platform. "We are very pleased to be working with KeyInvest to help educate a ...