Search Results | Showing 531 - 540 of 4207 results for "Action" |
| | | The Takeovers Panel declared that rogue shareholders, which include Glennon Capital, seeking to gain control of Sequoia Financial Group were not transparent about their relationship and breached substantial shareholder laws. In an update to the ASX ... |
| | | | ... ensure that the information recorded on the FAR about approved qualifications is correct and will consider enforcement action where necessary. This will be a key focus for ASIC in the lead up to 1 January 2026, when all advisers must comply with the ... |
| | | | ASIC has cancelled the licence of Guildfords Funds Management and banned its managing director Robert Payne for their involvement in the collapse of Magnolia Capital Group. ASIC found "significant and systemic failures of oversight and compliance" upon ... |
| | | | ... For employers, the extremes of the past few years are stabilising, this leaves open the opportunity for the bold to take action now and gain the first mover's advantage." Hays went on to claim that the hybrid work debate is over, with 80% of NSW employees ... |
| | | | ... Abuse, the FAAA put forward seven key recommendations to help reduce the impact of financial abuse. These included taking action to raise public awareness of financial abuse, creating a central source of training and support for those affected, establishing ... |
| | | | ... financial capability, Australia's financial literacy levels aren't improving. "There is a risk we could fall behind globally if action is not taken," she said. "This is particularly concerning against a backdrop of cost-of-living pressures, as Australians ... |
| | | | ... opportunity to respond to ASIC's application. A further Court hearing is listed to take place on Tuesday, 25 June 2024. This action follows previous action that ASIC took in February 2024 to halt new offers of investments in Shield. The interim orders ... |
| | | | ... going to spend the next two years doing the same. "Where we find evidence of non-compliance, we will take the appropriate action - including enforcement action, where necessary." In addition to issuing the stark warning, Kirkland also gave his thoughts ... |
| | | | ... ASIC guidance in RG271 [ Internal dispute resolution]." The survey also found that responsible managers are taking more action when there review results in a poor outcome, according to more than 50% of respondents. Nearly 20% of licensees do not have ... |
| | | | ... "ASIC will actively enforce compliance with the CSF framework and will exercise its stop order powers or take enforcement action if necessary to address any breaches," it said. The interim order is valid for 21 days unless revoked earlier and Hirehood ... |
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