Search Results | Showing 521 - 530 of 8758 results for "Products" |
| | | ... investor assets and serviced large retail client bases. Some offered online trading platforms and crypto-based investment products that posed great risks to retail clients. The corporate watchdog also identified that Sanlam failed to implement a training ... |
| | | | ... Many of these customers were "flying blind'" and did not understand the risks involved in these highly complex financial products, ASIC said. In an Australian first, the court also found that USG breached its obligation to ensure that the financial services ... |
| | | | ... will be bolstered when it takes on Slate Super's $584.2 million and Simple Choice's $99.8 million. Together, the products have about 76,000 members. "In recent years, there has been a substantial increase in regulatory changes introduced by both ... |
| | | | ... misclassifying them as wholesale clients. ASIC alleges from 7 July 2022 to 21 April 2023, Binance offered crypto derivative products to 505 Australian retail investors who were misclassified as wholesale clients, representing 83% of its Australian client ... |
| | | | ... from product returns are "heavily dependent" on the asset classes being represented; investment managers with large cash products or those with more modest returns experienced less growth. The mix of products, and their popularity, has a large impact ... |
| | | | ... their time more productively by automating repetitive activities, as well as gain additional insights that lead to better products and services. Taking the $37 billion State Super as a case study, the super fund uses reinforcement learning (RL) models ... |
| | | | JBWere is launching two active fixed income products, backed by UBS Asset Management (UBS AM), to provide wholesale clients access to domestic and global credit options amid growing demand for the asset class. The product suite, which includes the UBS ... |
| | | | ... he said. ASIC chair Joe Longo said TMDs are fundamental in ensuring that investors aren't inappropriately marketed products that could harm them, highlighting that Bit Trade charged customers fees and interest of over US$7 million without considering ... |
| | | | ... reflects what can be achieved from the Queensland market. "Simon, Kate and Peter have a great track record of building products that solve real problems that are important to their customers," Capell said. "We've seen that dating back to 1999 in Simon ... |
| | | | ... this new division, Lexie Denby will oversee TAL's direct and advised customer growth initiatives while ensuring its products and services remain relevant and accessible. The chief executive of Individual Life, Gavin Teichner, said Denby's leadership ... |
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