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Showing 511 - 520 of 973 results for "Registered"

Higher and higher

BENJAMIN ONG  |  MONDAY, 4 SEP 2017
... a mere 0.2% down from the record high reached on 7 August; The Dow is up 11.3% and just 0.6% from the all-time high registered on the same day (7 August); the Nasdaq has reached a fresh record high, producing a 19.5% gain this year to date. To be sure ...

ASIC raises concerns over NSX listings

KARREN VERGARA  |  TUESDAY, 29 AUG 2017
... market participant, Avalon Pacific Capital, in relation to its dealings with four Samoan and one British Virgin Island registered companies listed on NSX. The regulator had suspected that orders were placed to intentionally create false or misleading ...

Lapsed adviser registrations could spell trouble: TPB

JAMIE WILLIAMSON  |  MONDAY, 28 AUG 2017
... Practitioners Board in July failed to do so, potentially providing tax advice services illegally. Of the 2748 advisers registered to provide such advice, 27% failed to submit a renewal application by the expiry date and are no longer registered with ...

Financial services leaders push for marriage equality

EMMA RAPAPORT  |  THURSDAY, 24 AUG 2017
... difference to the status and dignity of many," Middleton said. The move comes alongside a jump in the amount of people registered to complete the postal survey since it was announced two weeks ago. More than 54,000 people have since been added to the ...

Japanese broker targets Aussie SMSFs

DARREN SNYDER  |  MONDAY, 14 AUG 2017
... reportedly the oldest online broker in Asia. In 2011, Monex acquired TradeStation in the US and at that time it was registered on NASDAQ - it remains the sixth largest online broker in the US. Monex is listed on the Tokyo Stock Exchange and is the third ...

New super product for investment savvy

JAMIE WILLIAMSON  |  WEDNESDAY, 19 JUL 2017
... hybrid securities and bonds; listed investment companies (LICs); real estate investment trusts (REITs); managed funds registered by ASIC (including hedge funds and cash management trusts); and deposits with an Australian deposit-taking institution (term ...

Digital revamp for Citi wealth arm

KARREN VERGARA  |  WEDNESDAY, 19 JUL 2017
... its application programming interface (API) to the public. Last November, more than 1000 developers and tech firms registered for Citi's API sandbox in Singapore, which resulted in forming commercial partnerships with compatible companies, Selva said ...

Advice licensees hit with $1500 levy

EMMA RAPAPORT  |  MONDAY, 17 JUL 2017
... regulator to recoup costs from the industries it supervises. As of April 2015, about 22,000 financial advisers were registered on the ASIC and MoneySmart financial advisers register. For securities dealers, large securities exchange participants and ...

Sydney RE to pay for false ads

JAMIE WILLIAMSON  |  MONDAY, 17 JUL 2017
... claiming that its projects were approved by ASIC. Huntley Management operates as a responsible entity and custodian for registered schemes and as trustee and manager for wholesale schemes. It was ordered to pay $50,000 for making false and misleading ...

Police charge man with super fraud

KARREN VERGARA  |  WEDNESDAY, 12 JUL 2017
... The arrest was part of Strike Force Penwell which investigated the activities of the company which has now been de-registered.