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Showing 511 - 520 of 1868 results for "Authority"

Key Treasury initiatives outlined

JAMIE WILLIAMSON  |  TUESDAY, 11 MAY 2021
... ASIC and the Small Business Ombudsman ($49m) and the continued operation of the Financial Adviser Standards and Ethics Authority until December 31 ($2.5m).

Legalsuper adds Law Institute of Victoria chief

JAMIE WILLIAMSON  |  TUESDAY, 4 MAY 2021
... Kirsten Mander said. He also brings additional strong governance credentials, having previously served on statutory authority boards and audit and risk committees, she added. "We regard this as a vital attribute, in keeping with legalsuper's recognised ...

OpenMarkets hires, acquires, preps for IPO

ELIZABETH MCARTHUR  |  FRIDAY, 30 APR 2021
... have retreated from the sector because of higher standards and costs from the Financial Adviser Standards and Ethics Authority. Those advisers who do remain focus almost exclusively on high-net-worth customers."

APRA releases draft climate change guidance

RACHEL ALEMBAKIS  |  FRIDAY, 23 APR 2021
... regulators through the Council of Financial Regulators and APRA's international peers, which should give it further authority in the market." The guide is a "significant step forward," says Nicolette Boele, executive manager of policy and standards ...

Former adviser pleads guilty over million-dollar super theft

ANNABELLE DICKSON  |  THURSDAY, 22 APR 2021
... and was an authorised representative of Apogee from 10 April 2012 until 16 October 2017. Apogee revoked the letter of authority in October 2017. The matter has been adjourned until 25 October 2021 for a plea hearing before the County Court.

Vanguard UK upends cost of advice

KARREN VERGARA  |  TUESDAY, 20 APR 2021
... pay entry or exit fees. Vanguard's fee sits well below the industry average. UK regulator the Financial Conduct Authority calculated that advisers charge 2.4% on average on investible amounts for the initial advice and 0.8% per year for ongoing advice. ...

Government opens consultation on key advice reforms

JAMIE WILLIAMSON  |  MONDAY, 19 APR 2021
... sanction applied by the FSCP. Advisers who fail to respond to a determination made by the Australian Financial Complaints Authority (AFCA) may also be referred. Details of any disciplinary action against an adviser by the FSCP may also be published on ...

FASEA offers exam feedback

KARREN VERGARA  |  FRIDAY, 16 APR 2021
The Financial Adviser Standards and Ethics Authority (FASEA) is providing personalised feedback for those who failed the examination. Unsuccessful FASEA exam candidates can now access feedback about their areas of underperformance. Upon logging in ...

Equity Trustees adds new client

KANIKA SOOD  |  THURSDAY, 15 APR 2021
... Managers looking for a turn-key solution to launching UCITS funds in Europe." Gate is regulated by the Financial Conduct Authority and invests in equities, bonds, futures, options and alternative assets. "Equity Trustees have shown a true partnership ...

Risk advice most sought-after among Kiwis

KARREN VERGARA  |  THURSDAY, 15 APR 2021
... insurance products, according to the country's financial markets regulator. New statistics released by the Financial Markets Authority (FMA) reveals that risk products are the most popular topic among advisers, followed by advice provided on KiwiSaver ...