Newspaper icon
The latest issue of Financial Standard now available as an e-newspaper
READ NOW

Search Results

Showing 501 - 510 of 2882 results for "Standards"

Rowe joins Kofkin Bond & Co

JAMIE WILLIAMSON  |  TUESDAY, 24 JAN 2023
... Planning Association of Australia, and of its Future2 Foundation, and was appointed a director of the Financial Adviser Standards and Ethics Authority. He has also sat on the Financial Planning Standards Board for four years. He also has close to two ...

Dimensional names new chief executive

ELIZABETH FRY  |  MONDAY, 23 JAN 2023
... projects. Dimensional said it had designed the leadership transition to ensure it continues to maintain the highest standards of service in delivering its systematic investment approach to the Australian and NZ markets and in understanding specific client ...

TPB bans PwC partner over breach

CHLOE WALKER  |  MONDAY, 23 JAN 2023
... conflict management procedures and policies operating at the time to prevent this occurring. In each case this failed the standards we set for PwC and we deeply regret this occurred." The firm said it has has since reviewed and strengthened its controls ...

Paraplanners happy to stay put: Survey

ANDREW MCKEAN  |  THURSDAY, 19 JAN 2023
... developing and modelling advice strategies and assisting with research aren't required to adhere to ongoing development standards," the survey said. Last year's survey results showed that 75% of paraplanners would like to see a professional education ...

HESTA adds US$200m to Stafford Capital private equity fund

ANDREW MCKEAN  |  MONDAY, 9 JAN 2023
... Growth option, which invests in companies selected and managed based on specific environment, social, and governance standards. As of 30 June 2022, the HESTA Sustainable Growth option has averaged an annual return of 10.39%. Commenting on the announcement ...

FPA, AFA merger talks continue

CASSANDRA BALDINI  |  WEDNESDAY, 14 DEC 2022
... merged association will also allow more and better resourcing for members, including events, community and professional standards," he said. "The boards of both associations strongly believe that a merger is in the best interests of all members, and ...

Crescent Wealth responds to PDS error criticism

ANDREW MCKEAN  |  THURSDAY, 1 DEC 2022
... issue related to indirect cost ratios over several financial reporting periods, resulting in a breach of regulatory standards. After several days of silence, Crescent Wealth maintained that the significant event notice didn't relate to fees charged ...

SMSF auditors in hot water

CHLOE WALKER  |  WEDNESDAY, 30 NOV 2022
... against six self-managed superannuation fund (SMSF) auditors for breaches of independence requirements and auditing standards. Between June 29 to September 30, ASIC disqualified three SMSF auditors from being registered, imposed additional conditions ...

Crescent Wealth misreports indirect costs, breaches regulatory standards

ANDREW MCKEAN  |  MONDAY, 28 NOV 2022
... Superannuation, has said the fund's estimated costs weren't calculated or disclosed correctly, breaching regulatory standards. The finding follows a review by Equity Trustees, of the fund's product disclosure statement provided to members ...

Code of Ethics must be fixed: Phil Anderson

CASSANDRA BALDINI  |  MONDAY, 28 NOV 2022
... its 2019 implementation and remains the case now. The Code of Ethics, developed by the now dissolved Financial Adviser Standards and Ethics Authority (FASEA), remains a stone in the shoe for many advisers, Anderson said. Anderson said there is much about ...