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Showing 491 - 500 of 6715 results for "Securities"

BNP Paribas acquires HSBC's hedge fund admin business

CHLOE WALKER  |  WEDNESDAY, 22 NOV 2023
BNP Paribas Securities Services has signed an exclusive agreement to take on HSBC's hedge fund administration business. The transfer of services from HSBC to BNP Paribas will involve the integration of certain employees within BNP Paribas' expert teams ...

SEC sues Kraken exchange again

CASSANDRA BALDINI  |  WEDNESDAY, 22 NOV 2023
The Securities and Exchange Commission (SEC) has charged Kraken Crypto Exchange for operating its trading platform as an unregistered securities exchange, broker, dealer, and clearing agency. According to the SEC, Kraken has made hundreds of millions ...

MA Financial issues first RMBS

CHLOE WALKER  |  TUESDAY, 21 NOV 2023
MA Financial's lending business, MA Money, has completed its inaugural residential mortgage-backed securities (RMBS) issuance, amounting to $500 million. The transaction was initially launched at $400 million but was later increased due to high demand ...

ASIC strips institutional broker's AFSL

ANDREW MCKEAN  |  THURSDAY, 16 NOV 2023
... obligations" by this deadline. First City was previously permitted to provide financial product advice and deal in securities for wholesale clients.

CQS sold to Manulife Investment Management

CASSANDRA BALDINI  |  THURSDAY, 16 NOV 2023
... investment officer for the credit division Craig Scordellis, and senior partner and chief executive for asset-backed securities (ABS) Jason Walker. The $955 billion (CAD $845 billion) Manulife said both its clients and CQS's will gain access to enhanced ...

ASIC to crack down on superannuation misconduct

ANDREW MCKEAN  |  WEDNESDAY, 15 NOV 2023
... misleading statements", misrepresenting its Ethically Conscious Global Aggregate Bond Index Fund by claiming it screened all securities against specific ESG criteria. Separately, ASIC initiated civil penalty proceedings in the Federal Court against Active ...

HUB24 unveils new offering for lower balance clients

CHLOE WALKER  |  WEDNESDAY, 15 NOV 2023
... investment solutions for financial advisers and their clients." "Providing low-cost, instant exposure to over 16,000 securities through a range of asset classes, our Diversified Managed Account Strategies harness Vanguard's global portfolio management ...

Australian Unity sells advice arm to Fortnum, Nestworth

ANDREW MCKEAN  |  TUESDAY, 14 NOV 2023
... future needs." The joint lead managers of the A$MTN issuance were ANZ Bank, Commonwealth Bank of Australia, and Mizuho Securities.

Msquared Capital bolsters local team

CHLOE WALKER  |  TUESDAY, 14 NOV 2023
... managing director Paul Myliotis said Thomas' experience across a variety of asset classes in both listed and unlisted securities, and across funds management, along with his proven ability to enhance and elevate existing companies makes him a perfect ...

BlackRock plans to launch Ethereum ETF

ANDREW MCKEAN  |  MONDAY, 13 NOV 2023
... $9 trillion asset manager similarly registered a Bitcoin trust, which was closely followed by a filing with the US Securities and Exchange Commission (SEC) for a groundbreaking Bitcoin ETF. The iShares Ethereum Trust aims to track the price of Ether ...