Search ResultsShowing 31 - 40 of 100+ results for Harrison Worley
IOOF establishes super trustee office
HARRISON WORLEY  |  WEDNESDAY, 21 AUG 2019
IOOF believes it has actioned all 145 items required to meet licence conditions imposed by APRA late last year, including those which it failed to meet the original deadline for. In an update to the market late yesterday, IOOF said the independent reviewer ...
Frydenberg flags new advice disciplinary system
HARRISON WORLEY  |  MONDAY, 19 AUG 2019
A new disciplinary system for financial advisers with a central disciplinary body headlines the government's Royal Commission implementation roadmap released today. Revealing how the government will tackle the 76 recommendations made by Commissioner ...
EY bolsters financial services law team
HARRISON WORLEY  |  MONDAY, 19 AUG 2019
Global management consultancy Ernst and Young boosted its local financial services legal team with the appointment of an alternative investments specialist. Former Norton Rose Fullbright partner Nikki Bentley joined EY Australia this month as a partner ...
ASIC bans adviser again
HARRISON WORLEY  |  FRIDAY, 16 AUG 2019
A financial adviser previously banned by ASIC has found himself in hot water again. Tarandeep Aujla has been banned from providing financial services for three years by the corporate regulator for failing to act in the best interests of his clients. ...
AMP Capital restructures real estate arm
HARRISON WORLEY  |  FRIDAY, 16 AUG 2019
AMP Capital has made several changes to the leadership of its real estate arm, amid a realignment of the business unit. The global investment manager has split its real estate business into two specialist sectors: retail, and office and logistics. As ...
OnePath enhances OneView Life
HARRISON WORLEY  |  THURSDAY, 15 AUG 2019
OnePath has moved to enhance the abilities of financial advisers using its OneView Life client management portal. Advisers using OneView Life can now quote increases to their client's existing OneCare cover online, streamlining the service to ensure ...
APRA opens margin requirement talks
HARRISON WORLEY  |  THURSDAY, 15 AUG 2019
Super funds and life insurers have two weeks to air their opinions on APRA's proposed amendments to its margin requirements for non-centrally cleared derivatives. Consultation has opened for APRA-regulated entities to consult with the prudential regulator ...
APRA hits Allianz over risk
HARRISON WORLEY  |  WEDNESDAY, 14 AUG 2019
APRA slapped an additional capital requirement on insurer Allianz after gaps were identified by its governance risk self-assessment. The insurer has been hit with an additional $250 million capital requirement by the prudential regulator following its ...
Former financial adviser charged
HARRISON WORLEY  |  TUESDAY, 13 AUG 2019
A former financial adviser who was banned from providing financial services by ASIC in 2018 has been charged with five counts of dishonest conduct. Mark Damion Kawecki has been charged for allegedly using false or misleading information in applications ...
Byers warns not to spread APRA too thin
HARRISON WORLEY  |  MONDAY, 12 AUG 2019
With every review adding more to its plate, APRA chair Wayne Byers has warned against spreading the regulator too thin. Appearing before the House of Representatives Standing Committee on Economics on Friday, APRA deputy chair John Lonsdale reiterated ...
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