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Showing 31 - 39 of 39 results for "Zai"

ASIC bans Commonwealth Financial Planning employee

DARREN SNYDER  |  WEDNESDAY, 1 APR 2015
ASIC has banned Commonwealth Financial Planning employee Rebecca Locksley from providing financial services for 18 months, after finding she created false documents for client files. Locksley of Merewether, New South Wales, was the servicing planner ...

ASIC dictates seven-year ban for rogue CBA adviser

LAURA MILLAN  |  MONDAY, 7 APR 2014
The Australian Securities and Investments Commission (ASIC) has banned Commonwealth Financial Planning adviser Jade Zaicew for seven years. Zaicew's banning follows ASIC actions against former CBA advisers Don Nguyen, Ricky Gillespie, Simon Langton ...

APRA bans former Zurich CEO

CHRIS NICHOLLS  |  TUESDAY, 21 AUG 2007
The Australian Prudential Regulation Authority (APRA) has disqualified another former Zurich chief executive officer, Malcolm Murray Jones, from directorial or senior management roles, six months after investigations concluded. Jones was a director ...

Former Zurich CFO banned by APRA

HAMISH MADDEN  |  THURSDAY, 2 NOV 2006
The Australian Prudential Regulation Authority (APRA) has disqualified the former Zurich Australian Insurance Limited (ZAIL) chief financial officer for his role in deliberately overstating the company's financial position. John Stanbridge was chief ...

Changes to sales team as Skandia shifts focus

HAMISH MADDEN  |  MONDAY, 14 AUG 2006
Skandia has announced the appointment a new national sales manager as former sales and marketing director, Richard Borysiewicz, departs, as well as unveiling a strategic shift in separating its sales and marketing functions and focusing its business ...

Zurich gives ASIC and APRA enforceable undertaking

... enforceable undertaking from Zurich Financial Services Australia (ZFSA) and its fully owned subsidiary Zurich Australian Insurance (ZAI) regarding the company's financial misstatement of reinsurance transactions. The enforceable undertaking comes after ...

S&P affirms Zurich Aust ratings, outlook stable

AAP  |  MONDAY, 2 AUG 2004
Standard & Poor\'s Ratings Services said today that it has affirmed its A insurer financial strength and counterparty credit ratings on nonlife insurer Zurich Australian Insurance (ZAIL), and life insurance subsidiary Zurich Australia (ZAL), together ...

New Zurich Financial Services Australia chief executive

AAP  |  MONDAY, 5 JUL 2004
Zurich Financial Services Australia (ZFSA) on Friday announced it had appointed former Pathos Partner chairman and chief executive Tom Brown as the chief executive, succeeding John Butler. Brown commenced his career at Royal Insurance Group in Australia ...

APRA confirms Zurich investigation

The Australian Prudential Regulation Authority (APRA) today confirmed that it has been investigating certain past and now unwound reinsurance transactions in Zurich Australia Limited's (ZAIL) general insurance business. APRA General Manager, Diversified ...
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